[COMPANY NAME]
Employee Handbook
(State of Indiana â Comprehensive Policy Manual)
TABLE OF CONTENTS
I. Document Header
II. Definitions
III. Operative Provisions (âPoliciesâ)
A. Employment Relationship & Status
B. Equal Employment Opportunity & Anti-Discrimination
C. Wage & Hour Compliance
D. Timekeeping, Payroll & Overtime
E. Employee Benefits & Leave Policies
F. Workplace Conduct & Safety
G. Confidentiality, IP & Data Security
H. Use of Company Property & Technology
I. Performance Management & Discipline
J. Separation of Employment
IV. Representations & Warranties
V. Covenants & Restrictions
VI. Default & Remedies
VII. Risk Allocation
VIII. Dispute Resolution
IX. General Provisions
X. Acknowledgment & Execution Block
I. DOCUMENT HEADER
1.1 Title.âEmployee Handbook of [COMPANY NAME], Inc. (âCompanyâ).
1.2 Purpose and Consideration.âThis Handbook sets forth the Companyâs current personnel policies, practices, and benefits in exchange for the Employeeâs agreement to comply with the same and to contribute services to the Company.
1.3 Effective Date.âThis Handbook is effective as of [EFFECTIVE DATE] and supersedes all prior versions.
1.4 Jurisdiction.âAll matters herein are governed by the laws of the State of Indiana (âINâ) and applicable federal law.
1.5 Disclaimer â Not a Contract of Employment.âNothing in this Handbook creates an express or implied contract of employment, guarantees employment for any specific duration, or alters the at-will status of any Employee, unless a separate, duly-authorized written agreement provides otherwise.
1.6 Reservation of Rights.âThe Company may amend, interpret, rescind, supplement, or deviate from any policy at its sole discretion, consistent with applicable law.
[// GUIDANCE: Insert corporate logo and appropriate formatting for professional presentation.]
II. DEFINITIONS
For clarity, the capitalized terms below have the meanings assigned. Defined terms are used consistently throughout the Handbook.
âADAâ â the Americans with Disabilities Act and related regulations.
âEEO Lawsâ â collectively, Title VII, ADA, ADEA, GINA, the Indiana Civil Rights Act, and any other applicable anti-discrimination statutes.
âEmployeeâ â any person classified by the Company as a full-time, part-time, temporary, or seasonal employee.
âExempt / Non-Exemptâ â classifications under the Fair Labor Standards Act (FLSA) and Indiana wage laws determining overtime eligibility.
âHandbookâ â this Employee Handbook as amended from time to time.
âImmediate Familyâ â spouse, domestic partner, parent, child, sibling, grandparent, grandchild, in-law equivalents, or any person who resides in the Employeeâs household and is financially dependent.
âIN Wage Statutesâ â wage payment and wage deduction statutes codified in Title 22, Article 2 of the Indiana Code.
âProtected Characteristicsâ â race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age (40+), disability, genetic information, military status, and any other status protected by law.
âWorkweekâ â the seven-day period beginning at 12:00 a.m. [DAY] and ending 11:59 p.m. [DAY], used for wage and hour calculations.
III. OPERATIVE PROVISIONS (âPOLICIESâ)
A. Employment Relationship & Status
3.1 At-Will Employment.âEmployment with the Company is âat willâ; either the Employee or the Company may terminate employment at any time, with or without cause or notice, subject only to applicable law and Section VIII (Dispute Resolution).
3.2 Hiring & Orientation.âAll offers of employment are contingent upon completion of background checks, verification of work authorization (Form I-9), and receipt of any required licenses.
3.3 Employment Classifications.
a. Full-Time: Regularly scheduled â„ [30/40] hours per week.
b. Part-Time: Regularly scheduled < [30/40] hours per week.
c. Temporary/Seasonal: Hired for a defined project or period not exceeding [NUMBER] months.
d. Exempt/Non-Exempt: Determined per FLSA and IN Wage Statutes.
[// GUIDANCE: Insert additional categories (e.g., internship) if used by the Company.]
B. Equal Employment Opportunity & Anti-Discrimination
3.4 Statement of Policy.âThe Company provides equal employment opportunities to all Employees and applicants and strictly prohibits discrimination, harassment, and retaliation on the basis of any Protected Characteristic.
3.5 Reasonable Accommodation.âQualified individuals with disabilities or sincerely held religious beliefs may request reasonable accommodation. The Company will engage in the interactive process in accordance with ADA and Indiana law.
3.6 Anti-Harassment.âHarassmentâverbal, physical, visual, or onlineâis prohibited. Complaints may be made to Human Resources (âHRâ), any supervisor, or via the anonymous hotline at [HOTLINE NUMBER].
3.7 Investigation & Corrective Action.âAll complaints prompt a timely, impartial investigation. Violations may result in discipline up to and including termination. Retaliation is strictly prohibited.
C. Wage & Hour Compliance
3.8 Minimum Wage.âThe Company complies with the greater of the federal or Indiana minimum wage (currently $7.25/hour). Employees will be notified in writing of any adjustments.
3.9 Overtime.âNon-Exempt Employees earn overtime pay at 1.5 times their regular rate for hours worked > 40 in a Workweek. All overtime must be pre-approved in writing by a supervisor.
3.10 Meal & Rest Breaks.âAdult Employees are encouraged to take a [30-minute] unpaid meal period for shifts of 6+ hours. Minor Employees receive breaks as required by Indiana child-labor regulations.
3.11 Pay Frequency.âEmployees are paid on a [bi-weekly/semi-monthly] basis in accordance with IN Wage Statutes. Paydays falling on holidays/weekends shift to the preceding business day.
3.12 Wage Deductions.âOnly legally permitted deductions (e.g., payroll taxes, court-ordered garnishments, employee-authorized benefit premiums) will be taken. Unauthorized deductions are prohibited and will be remediated promptly.
[// GUIDANCE: Customize pay periods, direct-deposit requirements, and timekeeping systems.]
D. Timekeeping, Payroll & Overtime
3.13 Time Recording.âNon-Exempt Employees must accurately record work hours using the designated system [e.g., electronic clock-in/out]. Altering, falsifying, or tampering with time records is grounds for discipline.
3.14 Rounding Policy.âRounding is performed in compliance with FLSA regulations and may not result in underpayment of wages.
3.15 Payroll Corrections.âEmployees must notify HR of paycheck discrepancies within five (5) business days. The Company will investigate and correct errors in the next payroll cycle or sooner when feasible.
E. Employee Benefits & Leave Policies
3.16 Health & Welfare Benefits.âEligible Employees may enroll in medical, dental, vision, life, and disability insurance within 30 days of hire or upon qualifying life events. Plan documents control in the event of conflict.
3.17 Retirement Plan.âThe Company sponsors a 401(k) plan with [employer match details]. Eligibility and vesting are governed by the plan document.
3.18 Paid Time Off (âPTOâ).
a. Accrual: Full-Time Employees accrue [X] hours per pay period, equivalent to [X] days annually.
b. Carryover: Up to [Y] hours may carry into the next calendar year; excess is forfeited unless prohibited by law.
c. Payout: Unused PTO is [paid/not paid] at separation per IN law and Section 7.4.
3.19 Holidays.âThe Company observes the following paid holidays: [LIST]. Eligible Employees receive holiday pay equal to their regular rate and scheduled hours.
3.20 Family and Medical Leave (FMLA).âEligible Employees (12+ months of service and 1,250 hours worked in the preceding 12 months) may take up to 12 weeks of unpaid, job-protected leave for qualifying reasons, or 26 weeks for military caregiver leave, consistent with 29 U.S.C. § 2612.
3.21 Indiana Military Family Leave.âEligible Employees with a covered military family member may take up to 10 working days of unpaid leave within the 30-day period surrounding active-duty orders.
3.22 Pregnancy & Parental Leave.âEmployees may use accrued PTO, short-term disability, or unpaid leave for pregnancy, childbirth, or related conditions. The Company will accommodate pregnancy-related restrictions as required by law.
3.23 Jury Duty & Court Appearances.âEmployees summoned to jury duty will be granted unpaid leave, with exempt Employees paid as required by FLSA. Retaliation for jury service is prohibited.
3.24 Voting Leave.âEmployees lacking sufficient time to vote outside working hours may request unpaid leave per Indiana Code.
3.25 Bereavement Leave.âUp to [3â5] days of paid leave for the death of an Immediate Family member. Additional unpaid leave may be approved.
3.26 Domestic Violence Leave.âEmployees who are victims of domestic violence may request reasonable unpaid leave to obtain protective orders, medical care, or legal assistance. Confidentiality is maintained.
F. Workplace Conduct & Safety
3.27 Code of Conduct.âEmployees must perform duties ethically, comply with law, and avoid conflicts of interest.
3.28 Drug-Free Workplace.âPossession, use, or sale of illegal drugs or impairment by alcohol on Company premises is prohibited. Post-accident, reasonable suspicion, and random testing may be performed in compliance with IN law.
3.29 Workplace Violence.âThreatening or violent behavior is strictly prohibited. Weapons are barred from Company property except as permitted by IN âtake-your-gun-to-workâ statutes (firearms secured in a locked, privately-owned vehicle).
3.30 Occupational Safety.âThe Company follows OSHA standards and maintains a safety committee. Employees must report hazards to [SAFETY OFFICER].
G. Confidentiality, IP & Data Security
3.31 Confidential Information.âEmployees must protect Company trade secrets, proprietary information, and personal data of customers and Employees.
3.32 Inventions Assignment.âAs a condition of employment, Employees assign to the Company all right, title, and interest in inventions conceived or developed during employment, except as limited by IND. CODE § 24-2-3-1 (employee inventions statutes).
3.33 Data Security.âEmployees shall follow Company cybersecurity protocols, including multi-factor authentication and encryption.
H. Use of Company Property & Technology
3.34 Acceptable Use.âCompany-owned devices, networks, and vehicles must be used for legitimate business purposes. Limited personal use is permitted if it does not interfere with work, incur cost, or violate policy.
3.35 Monitoring.âEmployees have no expectation of privacy in Company systems. The Company may monitor, access, and disclose communications to the extent permitted by law.
I. Performance Management & Discipline
3.36 Performance Reviews.âEmployees receive formal evaluations at least annually. Performance deficiencies may trigger Performance Improvement Plans (âPIPsâ).
3.37 Progressive Discipline.âWhile employment remains at will, the Company generally follows:
1. Verbal Warning
2. Written Warning
3. Final Warning / Suspension
4. Termination
3.38 Immediate Termination.âGross misconduct (e.g., theft, violence, serious safety violations) may result in termination without prior warnings.
J. Separation of Employment
3.39 Voluntary Resignation.âEmployees are requested to provide at least [two] weeksâ written notice.
3.40 Involuntary Separation.âThe Company may terminate employment at any time, with or without cause, subject to Section VIII.
3.41 Final Pay.âAll earned wages will be paid on or before the next regular payday per IN Wage Statutes.
3.42 Exit Obligations.âDeparting Employees must return Company property and maintain confidentiality.
IV. REPRESENTATIONS & WARRANTIES
4.1 Employee Representations.âEmployee represents that:
a. They are legally authorized to work in the United States;
b. They are not party to any agreement that would conflict with their duties;
c. They will comply with all policies in this Handbook.
4.2 Company Disclaimer of Warranties.âExcept as expressly provided by law or benefit plan documents, the Company makes no warranties (express or implied) regarding continued employment or any particular term or condition.
V. COVENANTS & RESTRICTIONS
5.1 Confidentiality Covenant.âEmployee shall not disclose or misuse Confidential Information during or after employment.
5.2 Non-Solicitation.âFor twelve (12) months post-employment, Employee shall not solicit current Employees to leave the Company nor solicit customers with whom Employee had material contact, subject to IN law.
5.3 Compliance Covenant.âEmployee agrees to comply with all applicable laws and regulations in the performance of duties.
5.4 Notice & Cure.âEmployee must provide written notice of any alleged breach by the Company, allowing thirty (30) days to cure before initiating any formal claim.
VI. DEFAULT & REMEDIES
6.1 Events of Default.âBreach of confidentiality, violation of law, or failure to follow policy constitutes default.
6.2 Disciplinary Action.âUpon default, the Company may impose remedies in Section 3.37 or seek injunctive relief consistent with Section VIII.
6.3 Attorney Fees.âIn any action arising out of Employeeâs breach of Sections 5.1â5.3, the prevailing party is entitled to reasonable attorney fees and costs, except where prohibited by law.
VII. RISK ALLOCATION
7.1 Indemnification (Employee Conduct).âEmployee shall indemnify and hold the Company harmless from any loss, liability, or expense (including reasonable attorney fees) arising out of Employeeâs willful misconduct, gross negligence, or unauthorized acts.
7.2 Limitation of Liability.âNothing herein limits liability where prohibited by statute. Damages recoverable by Employee are capped at the greater of (i) three (3) times the alleged unpaid wages (statutory maximum under IN wage statutes) or (ii) $25,000, exclusive of statutory liquidated damages, unless a higher cap is mandated by law.
7.3 Insurance.âThe Company maintains workersâ compensation and general liability insurance per statutory requirements. Employees are encouraged to maintain appropriate personal insurance.
7.4 Set-Off.âSubject to IN Wage Statutes, the Company may offset lawful amounts owed by Employee against final wages (e.g., unreturned equipment), provided the Employee signs a voluntary wage assignment.
VIII. DISPUTE RESOLUTION
8.1 Internal Complaint Procedure.âEmployees should first attempt to resolve disputes through HR.
8.2 Governing Law.âThis Handbook is governed by the laws of the State of Indiana and applicable federal law.
8.3 Forum Selection.âUnless Section 8.4 applies, claims shall be filed exclusively in the state courts located in [COUNTY], Indiana.
8.4 Optional Arbitration.âAn Employee may elect binding arbitration by signing the separate âMutual Arbitration Agreement.â Absent such election, arbitration shall not apply.
8.5 Jury Trial.âIf a claim proceeds in court, the parties shall have the constitutional right to a jury trial; no jury waiver is imposed.
8.6 Injunctive Relief (Limited).âThe Company may seek temporary or permanent injunctive relief in court solely to enforce Sections 5.1â5.3 (Confidentiality & Non-Solicitation). Nothing herein limits statutory claims to agencies (e.g., EEOC, NLRB).
[// GUIDANCE: Provide the standalone Arbitration Agreement as a separate document to avoid procedural unconscionability issues.]
IX. GENERAL PROVISIONS
9.1 Amendment & Waiver.âOnly the [CEO/HR Director] may issue written amendments to this Handbook. No oral statements may modify its terms. The Companyâs failure to enforce a provision on one occasion is not a waiver of future enforcement.
9.2 Assignment.âEmployee may not assign any rights or delegate duties without prior written consent. The Company may assign its rights in merger, reorganization, or asset sale.
9.3 Successors & Assigns.âThis Handbook binds and benefits the partiesâ respective successors and permitted assigns.
9.4 Severability.âIf any provision is held unenforceable, it shall be reformed to the minimum extent necessary to render it lawful, and the remainder shall remain in full force.
9.5 Integration.âThis Handbook, along with benefit plan documents and duly-executed employment agreements, constitutes the entire understanding regarding the subjects addressed.
9.6 Electronic Signatures.âElectronic acknowledgments are valid and enforceable to the fullest extent permitted by the Electronic Signatures in Global and National Commerce Act (E-SIGN) and Indianaâs Uniform Electronic Transactions Act.
9.7 Counterparts.âAcknowledgment forms may be executed in multiple counterparts, each deemed an original.
X. ACKNOWLEDGMENT & EXECUTION BLOCK
I acknowledge that I have received, read, and understand the [COMPANY NAME] Employee Handbook effective [EFFECTIVE DATE]. I agree to comply with the policies and procedures contained herein. I understand that the Handbook is not a contract of employment and that my employment is at will.
| Employee Name (Print) | Employee Signature | Date |
|---|---|---|
| Company Representative | Title | Signature | Date |
|---|---|---|---|
[// GUIDANCE: Retain signed acknowledgments for at least four (4) years to satisfy federal record-keeping requirements.]
© [YEAR] [COMPANY NAME], Inc. All rights reserved.