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OSHRC ALJ decision Docket 98-1909 Decided July 12, 1999 Procedural Judge Benjamin R. Loye

Stevedoring Services of America (SSA), and its successors

Duplicate federal citation dismissed

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Currency note: this decision dates from 1999
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by an OSHRC Administrative Law Judge became a final order of the Commission because no Commissioner directed review (29 U.S.C. § 661(j)). It binds the parties but is not binding precedent in other cases. The full text below is from the official OSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official OSHRC release. The full text is the Commission's own document.
Read the official release (oshrc.gov)

Plain-English summary

Federal OSHA cited a personnel basket on a shore-based crane because its access doors were not positively secured while the basket was lowered into a vessel. CalOSHA had already cited Stevedoring Services of America for the same condition under California's approved state plan. Judge Benjamin R. Loye held that California properly regulated the shore crane and that issuing a duplicate federal citation merely because the basket crossed over navigable water conflicted with Congress's intent to subject employers to one set of regulations. California's offer to withdraw its overlapping item would still leave duplicative proceedings from the same incident. The judge granted SSA's motion and dismissed the federal case.

Decision snapshot

  • Cited standard(s): The personnel-basket requirement is not identified by number in the decision.
  • Outcome: Federal OSHA citation dismissed on jurisdictional grounds.
  • Key point: Federal OSHA may not duplicate a state-plan citation for a shore-based crane condition under state control simply because the crane's basket moves over navigable water.

Full text (OSHRC public release)

                                                    United States of America
                    OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
                                          1244 North Speer Boulevard, Room 250
                                                Denver, Colorado 80204-3582

Phone: (303) 844-3409 Fax: (303) 844-3759

SECRETARY OF LABOR,
Complainant,

                           v.                       OSHRC DOCKET NO. 98-1909

STEVEDORING SERVICES OF AMERICA
(SSA), and its successors,
Respondent.

                                     DECISION AND ORDER

     This matter comes up on Respondent’s motion to dismiss the Secretary of Labor’s citations on

jurisdictional grounds. Complainant opposes Respondent’s motion. Both parties rely on this judge’s
decision in Southwest Marine, Inc., OSHRC Docket No. 97-0246, issued May 28, 1998. In that case
this judge found that OSHA’s attempt to invoke concurrent jurisdiction was improper where the
employer had been cited for the same allegedly violative conduct under California’s state plan.
The citation in this matter alleges that the personnel basket on a shore based crane was not
equipped with a means to prevent its access doors from opening accidentally. It is undisputed that
California has an operational state plan, enacted pursuant to §18 of the Act, which has been deemed to
provide employee protection equivalent to that provided by federal standards in the issues covered. It
is stipulated that CalOSHA has jurisdiction to regulate Respondent’s shore based crane pursuant its
Operational Status Agreement with Federal OSHA; and that CalOSHA has acted to enforce its
regulations, citing Respondent for, in addition to other alleged violations of California’s Code of
Regulations, failing to positively secure the gates of the crane’s personnel basket.
Nonetheless, the Secretary maintains that it exercises concurrent jurisdiction over the cited
personnel basket, once it passes from the land over a vertical plane into the navigable waters of the
United States. The Secretary cites 29 CFR 1952.172(b) which states, inter alia, that the U.S.
Department of Labor will continue to exercise authority, among other things, with regard to:
(2)(i) Longshore operations on vessels from the shore side of the means of access to said
vessels.
While the Secretary retains jurisdiction to regulate longshoring operations taking place on the
navigable waters of the U.S., this judge does not agree that its exercise of jurisdiction was appropriate
in this case. It is stipulated that the personnel basket of the shore based crane was conducting
longshoring operations, and was being lowered into the hold of a vessel on the navigable waters of the
United States. Nonetheless, the violative condition was under the control of the operator of the shore
based crane, and so was properly subject to regulation and citation by the state of California. In Gade
v. National Solid Wastes Management Ass’n., 505 U.S. 88 (1992) the Supreme Court, examining §18
of the Act, found that “Congress intended to subject employers and employees to only one set of
regulations, be it federal or state. . ..” Id. at 99. OSHA’s exercise of its jurisdiction, issuing duplicative
citations to Respondent for the same allegedly violative condition cited by the State of California, is
contrary to Congressional intent expressed in Gade, and so is improper.
In an April 23, 1999 submission, California states its willingness to drop its citation addressing
the conditions also cited by Federal OSHA, should the Federal citation be sustained in Commission
proceedings. California’s case would proceed, however, because California has issued additional
citations to Respondent arising out of the same incident. California’s withdrawal of the disputed
citation, therefore, would lead to duplicative and wasteful judicial proceedings.
SSA’s motion is GRANTED, and this matter is DISMISSED.

                                                      Benjamin R. Loye
                                                      Judge, OSHRC

Dated:

                                                  2

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