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OSHRC ALJ decision Docket 98-0587 Decided June 18, 1999 Mixed result Judge Stephen J. Simko, Jr.

Eslich Wrecking Company

Lead items affirmed, eye and asbestos items vacated

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This order from 1999 bound only the parties to this case; it isn't precedent. Ezel answers your situation under the current OSHA standards and Commission precedent, with citations.

Currency note: this decision dates from 1999
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by an OSHRC Administrative Law Judge became a final order of the Commission because no Commissioner directed review (29 U.S.C. § 661(j)). It binds the parties but is not binding precedent in other cases. The full text below is from the official OSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official OSHRC release. The full text is the Commission's own document.
Read the official release (oshrc.gov)

Plain-English summary

Eslich performed labor and light demolition during renovation of the Cleveland Public Library, including demolition of walls coated with lead paint. Judge Stephen J. Simko, Jr. affirmed the grouped serious lead items because Eslich conducted no initial exposure assessment and did not provide the protections required while exposure was being assessed. OSHA's later low sample during sweeping did not establish employee exposure during demolition or excuse the earlier failures. The eye-protection item was vacated because the brief violation occurred while supervisors were occupied with OSHA's inspection, so employer knowledge was not proven. The asbestos item was vacated because Eslich's work was not shown to disturb or be likely to disturb asbestos-containing material and therefore was not Class I, II, or III asbestos work requiring the cited assessment. A grouped penalty of $1,125 was assessed, and three other items were withdrawn.

Decision snapshot

  • Cited standard(s): 29 C.F.R. § 1926.62(d)(1)(i); 29 C.F.R. § 1926.62(d)(2)(i); 29 C.F.R. § 1926.102(a)(1); 29 C.F.R. § 1926.1101(f)(2)(ii).
  • Outcome: Grouped serious lead items affirmed for $1,125; eye-protection and asbestos items vacated; three other items withdrawn.
  • Key point: An employer demolishing lead-painted surfaces must assess exposure or provide interim protections, while asbestos assessment duties under the cited provision depend on the work's classification and likelihood of disturbing asbestos-containing material.

Full text (OSHRC public release)

Secretary of Labor, :
Complainant, :
:
v. : OSHRC Docket No. 98-0587
:
Eslich Wrecking Company, :
Respondent. :

Appearances:

      Anthony Stevenson, Esquire                           Keith Pryatel, Esquire
          Office of the Solicitor                              Millisor & Nobil
          U. S. Department of Labor                             Cleveland, Ohio
          Cleveland, Ohio                                           For Respondent
              For Complainant

Before: Administrative Law Judge Stephen J. Simko, Jr.

                                      DECISION AND ORDER

      Eslich Wrecking Company is a construction contractor with offices in Louisville, Ohio.

The Occupational Safety and Health Administration (OSHA) conducted an inspection of
respondent’s jobsite at the Cleveland Public Library in Cleveland, Ohio, from January 23,
1998, through February 25, 1998. As a result of this inspection, respondent was issued two
citations. Respondent filed a timely notice contesting the citations and proposed penalties. A
hearing was held in Cleveland, Ohio, on January 12 and 13, 1999.
At the hearing, the Secretary withdrew Citation No. 2, items 1 and 2. After the hearing,
the Secretary withdrew item 3 of Citation No. 1. The violations alleged in Citation No. 1,
items 1a and 1b, 2 and 4, and the penalties proposed for those items remain at issue.
For the reasons that follow, Citation No. 1, items 1a and 1b are affirmed and a penalty
of $1,125 is assessed; Citation No. 1, item 2, is vacated, and no penalty is assessed;
Citation No. 1, item 4, is vacated and no penalty is assessed.
Background

    During the period of the OSHA inspection, Eslich performed labor and light demolition

work for renovation of the Cleveland Public Library, originally built in 1923. Its work included
saw cutting through floors in preparation for mechanical, electrical and plumbing lines (MEP).
It also exposed perimeter chases to allow certified asbestos removal contractors to remove
thermal insulated piping. The chases are vertical spaces between the inner and outer walls of
the library. These chases carried thermal-insulated piping through the perimeter of the building
from the basement through the fourth floor. Prior to demolition, URS Consultants prepared
blueprints of those areas of the building where asbestos existed. Eslich was provided these
blueprints by URS.

                                        Stipulations

    At the hearing, the parties stipulated as follows:
    1. Respondent did no lead monitoring prior to and during its undertaking of work while

on site at the project.
2. Respondent did not treat its employees as if they were exposed to the lead level in
the standard of 500 micrograms per cubic meter of air.
3. There was no initial asbestos exposure assessment conducted by the respondent.
4. Jurisdiction is proper and appropriate for the Commission.
5. Respondent’s corporate safety manual is a business record maintained in the normal
course and scope of its business affairs for purposes of the hearing.

                                        Discussion

    The Secretary has the burden of proving the violation:
    In order to establish a violation of an occupational safety or health standard, the
    Secretary has the burden of proving: (1) the applicability of the cited standard,
    (b) the employer’s noncompliance with the standard’s terms, (c) employee
    access to the violative conditions, and (d) the employer’s actual or constructive
    knowledge of the violation (i.e., the employer knew or, with the exercise of
    reasonable diligence could have known, of the violative conditions).




                                             2

Atlantic Battery Co., 16 BNA OSHC 2131, 2138 (No. 90-1747, 1994).

                                 Citation No. 1, Item 1a
                 Alleged Serious Violation of 29 C.F.R. § 1926.62(d)(1)(i)

   In Citation No. 1, item 1a, the Secretary alleges that:
   The employer did not initially determine if any employee may be exposed to
   lead at or above the action level:

   On site at the Cleveland Public Library: Employees performed manual
   demolition of structures (walls and ceilings) where lead-containing coatings or
   paints were present, but were not monitored at any time during the demolition
   project to determine their exposures to lead.

   Note 1: Monitoring shall be done during those activities which the employer
   reasonably believes would cause the greatest airborne concentrations of lead in
   the workplace. Because of the variability of demolition on this worksite,
   monitoring may need to be done more than one time. In lieu of repeated
   monitoring, the employer may presume that the employee is exposed above the
   permissible limit, and provide the correct respiratory protection and protective
   measures.

   Note 2: Variable conditions to be considered include, but are not limited to, the
   following: size of the demolition job, location of the job at the facility, number
   of employees performing the demolition activity, equipment being used for the
   demolition activity (bobcat, jackhammer, hammer), and concentration of lead in
   the paint).

   Section 1926.62(d)(1)(i) provides:

   (d) Exposure assessment--(1) General. (i) Each employer who has a
   workplace or operation covered by this standard shall initially determine if any
   employee may be exposed to lead at or above the action level.

   Pursuant to 29 C.F.R. § 1926.62(d)(3), the employer is required to monitor employees

and base initial determinations on employee exposure monitoring results and other listed
relevant factors. It is undisputed that the standard applies to these working conditions.
Respondent, through counsel, admitted at the hearing that the interior walls being demolished
by Eslich had lead

                                            3

paint on them. This condition was determined prior to commencing work at this location.
Respondent stipulated that it "did no lead monitoring prior to or during its undertaking of work
while on site at the project" (Stipulation #1). Furthermore, at hearing, respondent’s attorney
admitted that Eslich did no assessment relating to lead on this job. Respondent relies on the
opinion of its safety director that employees would not be overexposed to lead while working at
the library site. This reliance is based on the safety director’s twenty-eight years of safety
experience, but is insufficient to satisfy the requirements of the standard. There are limited
exceptions to the requirement that an initial determination be based on monitoring. Respondent
made no showing that it met any such narrow exception.
The OSHA compliance officer tested for lead when no demolition work other than
sweeping was being done. Those tests show a level of 6.5 ug/m³ for the employee sweeping,
well below the permissible exposure limit (PEL) and the action level. Respondent argues that
these low results conducted when no demolition work was being performed relieve Eslich of its
responsibility to initially monitor lead levels. The OSHA sampling does not reflect exposure
levels for employees while performing actual demolition work. This test was taken long after
demolition work had commenced, and at a time when no demolition work was being done.
Eslich cannot rely on after-the-fact sampling by OSHA to relieve it of its responsibility at a
previous point in time to initially determine levels for employees exposed to lead during
demolition. It is undisputed that respondent’s employees demolished walls covered with lead
paint, that respondent knew its employees were performing this work, and that it knew, through
its site specific inorganic lead program, the interior walls contained lead paint (Exh. C-1, §§ 3.3
and 3.4). Respondent violated 29 C.F.R. § 1926.62(d)(1)(i) by failing to make an initial
determination as to whether any employee may be exposed to lead at or above the action level.

                               Citation No. 1, Item 1b
               Alleged Serious Violation of 29 C.F.R. § 1926.62(d)(2)(i)

   In Citation No. 1, item 1b, the Secretary alleges that:
   The employer did not treat the employees as if they were exposed to lead in
   excess of 500 micrograms per cubic meter when performing manual demolition
   of




                                             4

structures (walls, ceilings) until the employer performs an employee exposure assessment and
documents that the employees are not exposed to lead in excess of 500 micrograms per cubic
meter.

   On site at the Cleveland Public Library: Employees performed manual
   demolition (using jackhammers and sledge hammers) of the library walls and
   ceilings where walls and ceilings were coated with lead-containing paint.
   Employees also performed dry-sweeping clean-up after the demolition activities
   (a task where exposure to lead may be above the PEL). Employees were not
   monitored for lead exposure during either of these activities; nor were they
   assumed to be exposed to 10 times the permissible limit (or 500 micrograms per
   cubic meter of air) during these activities and protected by the use of a half-mask
   respirator with HEPA filters; nor were interim protective measures as prescribed
   in paragraph (d)(2)(v) of the section implemented during the exposure
   assessment. Interim protective measures include the following:

          1) Appropriate respiratory protection (as described above);
          2) Appropriate personal protective clothing (as described in
          paragraph (g));

          3) Clean change areas (as described in paragraph (i)(2)); and

          4) Hand-washing facilities that include hot and cold running
          water, soap and towels (as described in paragraph (i)(5)).

   Note that the respirators provided were nuisance dust respirators; no personal
   protective clothing was provided; no clean change areas were provided; and
   hand-washing facilities contained only cold water, and no towels or soap on
   different days.

   29 C.F.R. § 1926.62(d)(2)(i) provides:

   (2) Protection of employees during assessment of exposure. (i) With respect to
   the lead related tasks listed in paragraph (d)(2)(i) of this section, where lead is
   present, until the employer performs an employee exposure assessment as
   required in paragraph (d) of this section and documents that the employee
   performing any of the listed tasks is not exposed above the PEL, the employer
   shall treat the employees as if the employee were exposed above the PEL, and
   not in excess of ten (10) times the PEL, and shall implement employee
   protective measures prescribed in paragraph (d)(2)(v) of this section. The tasks
   covered by this requirement are:




                                            5

(A) Where lead containing coatings or paint are present: Manual
demolition of structures (e.g., dry wall), manual scraping, manual
sanding, heat gun applications, and power tool cleaning with dust
collection systems;

           (B) Spray painting with lead paint.
   As discussed above, Eslich did not perform an employee exposure assessment prior to

or during work by its employees on the jobsite of the Cleveland Public Library. The
respondent did not treat its employees as if they were exposed above the PEL and not in excess
of ten times the PEL. Furthermore, it did not implement the protective measures
prescribed in 29 C.F.R. § 1926.62(d)(2)(v). Specifically, it provided only nuisance dust
respirators which do not meet the requirements of 29 C.F.R. § 1926.62(f). While the Secretary
alleged that other safety measures were not implemented by Eslich, no evidence was presented
at hearing to support these allegations.
Respondent violated 29 C.F.R. § 1926.62(d)(2)(i) by failing to treat its employees as if
they were exposed to lead in excess of 500 micrograms per cubic meter prior to and during
initial assessment of exposure.

                              Classification of Violations -
                                     Items 1a and 1b

   The Secretary alleges that the violations alleged in Citation No. 1, items 1a and 1b,

constitute one serious violation. In support, complainant relies on the testimony of its
compliance officer that the adverse effects of exposure to lead include kidney damage, damage
to the reproductive system, damage to the central nervous system, and an exposure to a
substantial amount of lead could result in cardiorespiratory arrest because lead is a systemic
toxin. There was no testimony regarding the physical effects of exposure to specific levels of
lead. In general, it is accepted that exposure to lead at some level may result in health problems
described by the compliance officer at the hearing. That testimony is consistent with the
medical data and findings relied upon by the Secretary in promulgating the general industry and
construction lead standards. See 43 Fed. Reg. 52,592 (November 14, 1978) and 58 Fed. Reg.
26,590 (May 4, 1993).

                                            6

In promulgating 29 C.F.R. § 1926.62(d)(2)(i), the Secretary stated the following:

   Paragraph (d)(2)(i) includes a listing of the following tasks which are presumed
   to frequently entail lead exposure levels above the PEL: Where lead containing
   coatings or paint are present; manual demolition of structures (e.g. dry wall) . . .
   .

58 Fed. Reg. 26,601 (May 4, 1993)

   This presumption of tasks that often result in overexposure includes demolition work

performed by respondent on this site. As discussed above, OSHA’s sampling was done after
demolition of the lead-covered walls was completed. The low levels found in those samples do
not reflect the lead levels which should have been anticipated by Eslich and which are
presumed by the standard. Without initial determination of lead levels, employers cannot
identify sources of lead emission or determine the extent of employee exposure. Failure to
conduct these determinations or, alternatively, fully protect employees from the adverse health
effects of lead could result in serious physical harm or death due to lead poisoning. The
grouped violation is serious.

                                Citation No. 1, Item 2
                Alleged Serious Violation of 29 C.F.R. § 1926.102(a)(1)

   In Citation No. 1, item 2, the Secretary alleges that:

   Eye and face protective equipment was not used when machines or operations
   presented potential eye or face injury:

   On site at the Cleveland Public Library (third floor, North wall) on 02-11-98: A
   carpenter was drilling into tile (in order to install lathe) without the use of safety
   glasses.

   29 C.F.R. § 1926.102(a) provides:

   Employees shall be provided with eye and face protection equipment when
   machines or operations present potential eye or face injury from physical,
   chemical, or radiation agents.




                                             7

During the OSHA inspection, Compliance Officer Donovan observed two Eslich
employees on a lift drilling into tile. One employee was not wearing safety glasses. In
response to a discovery request, respondent admitted that one of its supervisors or forepersons
was standing within 8 feet and in plain view of this employee when she drilled into the tile
without using safety glasses. The other employee on the lift was identified by Tony Stefanick,
respondent’s job supervisor, as a carpenter steward on the job, not a supervisor or foreperson.
Respondent’s representative and a supervisor accompanied the compliance officer during her
inspection. They were in the area approximately 10 feet from the lift when Ms. Donovan
observed the employee drilling without wearing safety glasses. This is consistent with
respondent’s admission that a supervisor or foreperson was within 8 feet of this employee while
she was drilling. Mr. Stefanick further testified that the tile drilling job took between five and
ten minutes to complete.
The standard clearly applies to the working conditions at issue. Respondent’s employee
was not wearing safety glasses, and tile chips or particles could strike her eyes during the
drilling operation. This was the employee’s first day on the job. Mr. Stefanick issued
mandatory safety gear to her. This included a hard hat, safety glasses, and earplugs. He also
instructed her on respondent’s requirements for use of this equipment on the job. Respondent’s
supervisors were in the area at the time of the observed violation, but they were in the process
of accompanying the OSHA compliance officer in her walkaround inspection. The evidence
does not establish exposure for more than five to ten minutes. Given the short duration of
exposure, and the fact that respondent’s supervisors were involved with the OSHA inspection at
the moment of the violation, I conclude that respondent did not know and could not, with the
exercise of reasonable diligence, know of the presence of the violation.

                                Citation No. 1, Item 4
              Alleged Serious Violation of 29 C.F.R. § 1926.1101(f)(2)(ii)

   In Citation No. 1, item 4, the Secretary alleges that:




                                             8

The initial exposure assessment was not based on monitoring results, and all
observations, information or calculations which would indicate employee
exposure to asbestos:

   On site at the Cleveland Public Library: Employees performing demolition
   activities on a structure built in 1923 were not adequately assessed (monitored)
   to determine their exposure to asbestos as they performed demolition. On at
   least 10 occasions, concealed asbestos (thermal system insulation) was
   uncovered during demolition.

   Note: Monitoring for the assessment shall include 8-hour time-weighted
   averages and 30 minute excursion limits during those activities most likely to
   result in exposure to asbestos. Because of the variability of the demolition on
   this project (variability including, but not limited to, the size of the job, location
   on the site, number of employees performing the activity, training of the
   employees performing the demolition, equipment used for the demolition ie.,
   bobcat, jackhammer), an assessment may need to be done more that one time.

   29 C.F.R. § 1926.1101(f)(2)(ii) provides:
   (ii) Basis of Initial Exposure Assessment: Unless a negative exposure
   assessment has been made pursuant to paragraph (f)(2)(iii) of this section, the
   initial exposure assessment shall, if feasible, be based on monitoring conducted
   pursuant to paragraph (f)(1)(iii) of this section. The assessment shall take into
   consideration both the monitoring results and all observations, information or
   calculations which indicate employee exposure to asbestos, including any
   previous monitoring conducted in the workplace, or of the operations of the
   employer which indicate the levels of airborne asbestos likely to be encountered
   on the job. For Class I asbestos work, until the employer conducts exposure
   monitoring and documents that employees on that job will not be exposed in
   excess of the PELs, or otherwise makes a negative exposure assessment pursuant
   to paragraph (f)(2)(iii) of this section, the employer shall presume that
   employees are exposed in excess of the TWA and excursion limit.

   At hearing, the parties stipulated that there was no initial asbestos exposure assessment

conducted by the respondent (Stipulation 3). A threshold determination must be made whether
29 C.F.R. § 1926.1101(f)(2)(ii) is applicable to the work performed by respondent at the
Cleveland Public Library.
The violation alleged by the Secretary presupposes that an initial exposure assessment
was performed by the respondent. The parties, however, stipulated at hearing that respondent

                                             9

conducted no such assessment. To determine applicability of the cited standard, it is necessary
to first decide whether 29 C.F.R. § 1926.1101 requires respondent to conduct an initial
determination for the work performed by its employees at this jobsite.
The Secretary in OSHA Instruction CPL 2-2.63 dated November 3, 1995, established
policies and clarifications to ensure uniform enforcement of the asbestos standards, including
29 C.F.R. § 1926.1101, which applies to construction. The CPL discusses, in part, the
classification scheme in the standard for construction work which ties mandatory work
practices to work classification. The CPL addressed the need for initial exposure assessments
as follows:
Q. Do all employers need to conduct an "initial exposure assessment"
under the Construction standard?

   A. In general, all employers who have a workplace covered by this standard are
   to conduct an "initial exposure assessment" at the beginning of each asbestos job
   [paragraph (f)(2)]. Exceptions to this requirement exist only for most Class IV
   work . . . . OSHA CPL 2-2.63
   29 C.F.R. § 1926.1101(b) defines the four classes of asbestos work:
   Class I asbestos work means activities involving the removal of TSI and
   surfacing ACM and PACM.

   Class II asbestos work means activities involving the removal of ACM which is
   not thermal system insulation or surfacing material. This includes, but is not
   limited to, the removal of asbestos-containing wallboard, floor tile and sheeting,
   roofing and siding shingles, and construction mastics.

   Class III asbestos work means repair and maintenance operations, where
   "ACM", including TSI and surfacing ACM and PACM, is likely to be disturbed.

   Class IV asbestos work means maintenance and custodial activities during which
   employees contact but do not disturb ACM or PACM and activities to clean up
   dust, waste and debris resulting from Class I, II, and III activities.

   The CPL addressed the question whether all asbestos activity is designated by "class" as

follows:
All asbestos work under the Construction and Shipyard standards is not in the
"class system." The installation of new asbestos-containing products does not
carry a class designation, and thus the class-specific requirements do not apply
to that

                                           10

activity. For work that does not readily fall into one of the four classes, the employer
must comply with PEL. OSHA CPL 2-2.63

   It is clear from the asbestos standard and the OSHA Instruction interpreting the standard

that employers performing Class I, II and III asbestos construction work are required to conduct
an initial exposure assessment in accordance with 29 C.F.R. § 1926.1101(f)(2). Employers
performing most Class IV work or unclassified work are not required to conduct this
assessment.
The labor and light demolition work performed by respondent’s employees was not
Class I or Class II work since that work did not involve removal of thermal system insulation
(TSI), asbestos-containing material (ACM), or presumed asbestos-containing material (PACM)
in any form.
The Secretary presented no direct evidence that respondent’s activities disturbed
asbestos. She argues, however, that Mr. Stefanick, respondent’s job supervisor, admitted at the
hearing that Eslich employees disturbed asbestos during exploratory demolition. This assertion
relies primarily on the following testimony by Mr. Stefanick during cross-examination:
Q. Apparently, there was a channel on the fourth floor. Do you
recall that channel on the fourth floor when you were working
with Hirsch Electric when you made a contact and stopped?

   A.      They weren’t chases. They were trenches I would call them that
           were put in the floor that they ran their new bus duct and
           whatever through those areas.

   Q.      Was there asbestos found this those areas?

   A.      There was some random asbestos that was found in those areas,
           yes. No prints on it.

   Q.      No prints?

   A.      None.

   Q.      What does that mean?

   A.      No blueprints.




                                          11

Q. Was any contact made at that point?

A. Contact?

Q. With the asbestos.

A. Well, yes. There would have to be contact made in order to see
it. Nobody knows it’s there.

Q. Okay, was it disturbed at all?

A. It was exposed.

Q. But is that a "yes" or "no", sir; disturbed?

A. It was exposed. We uncovered it. We didn’t know it was there.
We uncovered it.

Q. But, what I’m asking for is a simple "yes" or "no" answer.

A. Yes.

Q. Was there something similar on the first floor?

A. Possibly. It might have happened a half dozen times throughout
the floor. There was no way of knowing where this was going to
turn up at.

Q. Okay.

A. In those situations where it did turn up, I would advise the
abatement contractor. I would pull my workers back and go to a
different area and call Safe Air. That was their job.

Q. On the first floor, was that asbestos disturbed?

A. It would be the same as with the fourth floor.

Q. So the answer is, "yes"?

A. Yes. There was no way of knowing it was there. (Tr. 254-256)

                                  12

After hearing that testimony and observing the exchange between the witness and
Secretary’s counsel, I conclude that, while Mr. Stefanick responded affirmatively to the term
"disturbed," he was referring to contact rather than actual disturbance as defined in the standard.
In 29 C.F.R. § 1926.1101(b), the term "disturbance" is defined as follows:
Disturbance means activities that disrupt the matrix of ACM or PACM, crumble
or pulverize ACM or PACM, or generate visible debris from ACM or PACM.
In no event shall the amount of ACM or PACM so disturbed exceed that which
can be contained in one glove bag or waste bag which shall not exceed 60 inches
in length and width.

No evidence indicated that respondent’s activities disrupted the matrix, crumbled, pulverized,
or generated visible debris from ACM or PACM.
During the testimony relied on by the Secretary as an admission of disturbance, Mr.
Stefanick further testified on cross-examination, in part, as follows:
Q. Okay, now, was any of the debris that resulted from your
demolition removed as containing asbestos or contaminated with
asbestos?

   A.      Was any of our debris?

   Q.      Yes, as a result of the demolition?

   A.      Negative.

   Q.      No?

   A.      No. (Tr. 257)

   No evidence established that respondent’s activities were likely to disturb TSI, ACM, or

PACM. While the OSHA compliance officer testified that she observed asbestos being
disturbed at the site, she admitted that she could not determine whether the persons disturbing
the asbestos worked for Eslich or another contractor.
The record is silent regarding whether respondent’s work activities constituted Class III
"repair and maintenance operations." Assuming that those terms include respondent’s labor
and

                                            13

demolition, "ACM, including TSI and surfacing ACM and PACM" were not likely to be
disturbed by such work. Since these materials were not disturbed or likely to be disturbed as
defined in 29 C.F.R. § 1926.1101(b), respondent’s activities were not Class III asbestos work.
The work performed by Eslich employees was not Class I, II, or III asbestos
construction work. Since that work is not included in any of those three classes, respondent
was not required to conduct an initial exposure assessment in accordance with 29 C.F.R. §
1926.1101(f)(2). That standard, therefore, is not applicable to the work at issue.
Having determined the inapplicability of 29 C.F.R. § 1926.1101(f)(2)(ii), it is
unnecessary to discuss the other elements of the Secretary’s burden of proving an alleged
violation of this standard. The alleged violation is vacated.

                                    Motion to Amend

   At the hearing, the Secretary moved to amend item 3 of Citation No. 1 to allege a

violation of 29 C.F.R. § 1926.405(a)(2)(ii)(E). This relates to protecting lamps from accidental
contact or breakage. The standard originally cited at 29 C.F.R. § 1926.405(j)(1)(iii)(A) relates
to the use of paper lined lamps. This motion raises a new issue which was not tried by consent.
The motion was denied at hearing. In her posthearing brief, the Secretary withdrew item 3 of
Citation No. 1.

                                        Penalties

   Under § 17(j) of the Act, in determining the appropriate penalty, the Commission must

give due consideration to the size of the employer’s business, the gravity of the violation, the
good faith of the employer, and the history of previous violations.
No evidence was presented at the hearing to indicate the exact number of respondent’s
employees working at the jobsite. Eslich, however, is a small employer. It received a citation
for serious violations within the past three years. Upon due consideration of these factors, a
grouped penalty of $1,125 is appropriate for Citation No. 1, items 1a and 1b.

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FINDINGS OF FACT AND
CONCLUSIONS OF LAW

   The foregoing decision constitutes the findings of fact and conclusions of law in

accordance with Federal Rule of Civil Procedure 52(a).

                                       ORDER

   Based upon the foregoing decision, it is ORDERED:
   1.     Citation No. 1, item 1, is affirmed as a serious violation and a penalty of $1,125
          is assessed.
   2.     Citation No. 1, item 2, is vacated.
   3.     Citation No. 1, item 3, was withdrawn by the Secretary.
   4.     Citation No. 1, item 4, is vacated.
   5.     Citation No. 2, item 1, was withdrawn by the Secretary.
   6.     Citation No. 2, item 2, was withdrawn by the Secretary.




                                                STEPHEN J. SIMKO, JR.
                                                Judge

Date: April 26, 1999

                                           15

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