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OSHRC ALJ decision Docket 92-2803 Decided March 15, 1995 Citations affirmed Judge Louis G. LaVecchia

Kunz Construction Co., Inc.

Four serious excavation-safety violations affirmed

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This order from 1995 bound only the parties to this case; it isn't precedent. Ezel answers your situation under the current OSHA standards and Commission precedent, with citations.

Currency note: this decision dates from 1995
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by an OSHRC Administrative Law Judge became a final order of the Commission because no Commissioner directed review (29 U.S.C. § 661(j)). It binds the parties but is not binding precedent in other cases. The full text below is from the official OSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official OSHRC release. The full text is the Commission's own document.
Read the official release (oshrc.gov)

Plain-English summary

Kunz Construction Co., Inc. was inspected while working near the Alamo Dome in San Antonio, Texas. OSHA found a foreman without a hard hat, an access ladder that did not extend three feet above the excavation, an unguarded plank used as a crossing, and employees in an excavation that was neither shored nor properly sloped. Kunz challenged the inspection because OSHA had not gone through the general contractor, but it offered no specific defense to the cited conditions. The judge rejected that objection and credited the compliance officer's testimony and photographs. All four items were affirmed as serious, with a total penalty of $5,000.

Decision snapshot

  • Cited standard(s): 29 C.F.R. § 1926.100(a); 29 C.F.R. § 1926.651(c)(2); 29 C.F.R. § 1926.651(l)(1); 29 C.F.R. § 1926.652(a)(1).
  • Outcome: Affirmed. Four serious violations were affirmed with a total penalty of $5,000.
  • Key point: An employer's objection to how OSHA approached a multi-employer site does not rebut documented hard-hat, access, crossing, and cave-in-protection violations.

Full text (OSHRC public release)

                         UNITED STAtES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
                          One Lafayette Centre
                    1120 20th Street, N.W. - 9th Floor
                       Washington, DC 200364419

SECRETARY OF LABOR
Complainant,
v. OSHRC DOCKET
NO. 92-2803
KUNZ CONSTRUCIION CO., INC.
Respondent.

                 NOTICE OF DOCKETING
           OF ADMINISTlWTTVE LAW JUDGE’S DECISION
 The Administrative Law Judge’s Report in the above referenced case was

docketed with the Commission on February 13, 1995. The decision of the Judge
will become a final order of the Commission on March 15, 1995 unless a
Commission member directs review of the decision on or before that date. ANY
PARTY DESIRING REVIEW OF THE JUDGE’S DECISION BY THE
COMMISSION MUST l3LE A PETITION FOR DISCRETIONARY REVIEW.
Any such etition should be received by the Executive Secretary on or before
March 6, T:995 in order to ermit sufficlent time for its review. See
Commission Rule 91, 29 cp.F.R. 2200.91.
All further pleadings or communications regarding this case shalI be
addressed to:
Executive Secretary
Occupational S&ety and Health.
Revlew Commission
1120 20th St. N.W., Suite 980
Washington, D.C. 20036-3419
Petitioning parties shall also mail a copy to:
Daniel J. Mid, Esq.
Counsel for Regional Trial titi ation
Office of the Solicitor, U.S. DO%
Room S4004
200 Constitution Avenue, N.W.
Washington, D.C. 20210
If a Direction for Review is issued by the Commission, then the Counsel for
Regional Trial Iitigation will represent the Department of Labor. Any party
having questions about review nghts may contact the Commission’s Executive
Secretary or call (202) 606-5400.
FOR THE COMMISSION

Date: February 13, 1995 Ray H. Darling, Jr.
Executive Secretary
DOCKET NO. 92-2803
NOTICE IS GIVEN TO THE FOLLOWING:

Daniel J. Mick, Esq.
Counsel for Regional Trial Iiti ation
Office of the Solicitor, U.S. DOc
Room s4004
200 Constitution Ave., N.W.
Washington, D.C. 20210

James E. White, Esq.
Re lonal Solicitor
O&e of the Solicitor US DOL
525 Griffin Square Blhg.,‘&ite 501
GrifEn & Youn Streets
Dabs, TX 752 &

Harold H. Kunz, Jr., President
Kunz Construction Co., Inc.
211 West Turbo Drive
P.O. Box 790140
San Antonio, TX 78279 0140

Louis G. LaVecchia
Administrative Law Jud e
Occupational Safety an B Health
Review Commission
Federal Building, Room 7Bll
1100 Commerce Street
DaIlas, TX 75242 0791

00110377645:06
UNITED STATESOF AMERICA
OCCUPATIONAL SAFE-W AND HEALTH REVIEW COMMlSSlON
ROOM 7811, FEDERAL BUILDWIG
1100 coMMEF?cE STREEf
DALLAS, lEXAS X242-0791

PliONE: FAX:
CONl(214)?673271 WM(214)767-0350
FTS(214)767-5271 FlS(214)767-Q36O

SECRETARY            OF LABOR,                      a.

                   Complainant,                      ..
                                                    ..
          v.                                        ..        OSHRC DOCKET NO. 922803

KUNZ CONSTRUCTION                                   .s
 COMPANY, INC.,                                     l
                                                    l




                    Respondent.


APPEARANCES:

Ernest A Buford., Esquire                H. H. Kunz, Jr.
Dallas, Texas                            San Antonio, Texas
For the Complainant.                     For the Respondentgo          se,

Before:        Administrative   Law Judge Louis G. LaVecchia


                                     DECISION AND ORDER

          This proceeding         is before    the Occupational          Safety   and Health   Review
Commission (“the Commission”) pursuant to section 10 of the Occupational Safety and
Health Act of 1970, 29 U.S.C. 0 651 et seq.               (“the Act”).
          The hearing in the matter was held on July 19, 1994, at San Antonio, Texas.
The respondent         objected to the proceeding on the grounds that the inspection was
 illegal. The objection is hereby overruled since the inspection was made as a result of
 a routine referral to the compliance officers.                 .
                                        The Underlving Facts
          An inspection of a work site in San Antonio, Texas by compliance officers of
 the Occupational Safety and Health Administration                  (“OSHA”) on July 7,1992 resulted
 in the issuance of a “serious” citation against the respondent               for alleged violations of

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                                     several safety standards promulgated under the Occupational Safety and Health Act
                                     of 1970. These are shown and discussed below:
                                                                                                                              29 CFR 1926.lWal
                                                           Mr. Solter, the lead compliance officer, spoke                                                                             with    Mr.    Hargett, the
                                     respondent’s                   job foreman, in the opening                                                       conference                   normally held before an
                                     inspection and noted that Mr. Hargett was wearing a baseball cap, instead of a hard
                                     hat in an area designated                                                        as a hard hat area.                        He was, therefore,                 exposed to the
                                     hazard of being struck in the head by falling objects, or receiving an electrical shock
                                     or burn.                     The danger was magnified by the fact that the work being performed
                                     involved deep excavations and trenches, which are subject to cave-ins and heavy rocks,
                                     etc., rolling down from above.                                                           (Exhibits C-l through                     C-3).
                                                                                                                          29 CFR 1926.651(c)(2)
                                                           Employees were entering and exiting a 20’ x 20’ excavation using a ladder which
                                     was not adequate for that purpose, since it did not, as required, exfend up over the
                                     working s&ace                              at least 3 fet.                                The excavation was 9 or 10 feet deep, exposing an
                                     employee to a substantial fall and serious injuryor death. (Exhibit C-2).
                                                                                                                          29 CFR 1926.6Sl~l)Q~
                                                           A 2 x 12 inch plank without guardrails was observed extending &orn the east
                                     to the west side of an excavation to a concrete valve box on the north side.                                                                                              The
                                     compliance officer was told by one of the workmen that the plank was being used by
                                     the men for the crossover.                                                          A f&U of up to 10 feet could be experienced                                        by the
                                     employees, exposing them to serious injuries or death.                                                                                     (Exhibits C-l and C-2).
                                                                                                                                29 CFR 652(aM]
                                                           The     compliance                                       officer observed                employees                   working      in a 20 x 20 foot
                                     excavation on the north side of the Alamo Dome that had not been shored or properly
                                     sloped, exposing them to the hazard of being struck by moving earth.                                                                                             (Exhibits C-2
                                     and C-3).
                                                                                                                                            Discussion
                                                           The respondent                                           offered     no specific defenses                             to the cited violations       but
                                         expressed the opinion that the inspection was improper because the compliance officer

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                                                               3

 “did not go through” the general contractor in conducting the inspection.                       There is no
 merit in this stance, of course, and it must be rejected.                         In the absence of valid
 defenses to the charges, and in view of the credible testimony                          of the compliance
 officer, supported            by the photographic             evidence,    I can only conclude     that the
 complainant        has proved his complaint.              The citation items will be affirmed as serious
 violations of the Act.
         The proposed penalties have been considered and found to be fair and proper
 under appropriate            sections of the Act.             Therefore,   a total penalty   of $5,000.00 as
 proposed by the complainant,                     will be assessed for the violations here found.
                                                     CONCLUSIONS
         10           The Review Co mmission has jurisdiction of this proceeding.
         2.           The respondent              is engaged in a business affecting commerce        and has
 employees within the meaning of the Act.
         3   l        The respondent              violated the safety standards      shown above and the
 violations are properly characterized                   as “serious” within the meaning of the Act.
                                                           Order
          The respondent                is assessed a total civil penalty of $5,000.00 for the violations
 found. ’
          So ORDERED.




                                                      Administrative Law Judge




  Date: FE8 - 7 1995

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