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TX JM-902 May 13, 1988

Which Texas special districts counted as improvement districts subject to county-auditor control, and who paid for the additional audit staff?

Short answer: The Attorney General defined an improvement district under article 1667 as a district primarily concerned with permanently enhancing land or natural resources. Hospital, rural fire prevention, and emergency communication districts did not fit that definition; covered special districts had to reimburse the county for needed assistant-auditor salaries under article 1672 and Local Government Code section 84.021.

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Texas AG Opinion JM-902: Which Special Districts Were Subject to County-Auditor Control?

Plain-English summary

Montgomery County Attorney D.C. Jim Dozier asked how article 1667 applied to several kinds of local special districts. The statute gave a county auditor financial control over improvement, navigation, drainage, road, irrigation, and similar districts that spent public money for improvements.

The Attorney General read "improvement district" as a term centered on land. Courts had used "improvement" to describe a permanent addition, betterment, or change that made real property more useful or valuable. Navigation, drainage, road, and irrigation districts fit that description because their basic function was to improve land or natural resources.

Hospital districts, rural fire prevention districts, and emergency communication districts served different purposes. They provided medical care, fire protection, or emergency communications to a population rather than making permanent changes to land. The opinion concluded that those three types were not improvement districts under article 1667 and were not subject to the county-auditor provisions in article 1672.

The county also asked who bore the cost when covered districts required additional audit staff. Section 84.021 of the Local Government Code authorized a county auditor to seek assistants through the district judges and commissioners court. Read together with article 1672, which required covered districts to repay the county for the auditor's services, the statutes entitled the county to reimbursement for needed assistant-auditor salaries.

Currency note

This opinion was issued in 1988. Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.

Common questions

What counted as an improvement district under article 1667?

The opinion defined it as a district primarily concerned with permanently enhancing or bettering land or natural resources. The examples named in the statute, including navigation, drainage, road, and irrigation districts, all improved land or increased its usefulness.

Was a county hospital district an improvement district?

No. A hospital district's primary purpose was providing medical facilities and services, not permanently enhancing land.

Were rural fire prevention and emergency communication districts covered?

No. The opinion treated their primary purposes as providing fire protection and emergency communications to a population. General community benefits did not turn them into land-improvement districts.

Could a county hire additional assistant auditors for covered districts?

Yes. The opinion read Local Government Code section 84.021 as authorizing needed assistants through the statutory approval process.

Did the covered districts have to reimburse the county for those assistants?

Yes. Article 1672 required covered districts to repay the county for county-auditor services. The opinion concluded that those services necessarily included work performed by assistants hired under section 84.021.

Background and statutory framework

Article 1667 applied in qualifying counties with a county auditor and at least 110,000 residents when the county contained an improvement, navigation, drainage, road, irrigation, or similar district whose purpose involved spending public funds for improvements. Montgomery County exceeded that population threshold.

Because Texas statutes and cases supplied no precise definition of "improvement district," the opinion consulted a dictionary and cases describing improvements to real property. Richview Nursing Home v. Minnesota Department of Public Welfare, 354 N.W.2d 445, 458 (Minn. App. 1984), described an improvement as a permanent addition or betterment that enhanced property value and required labor and money. Overcast v. Akra, 197 Mont. 76, 642 P.2d 1058, 1062 (1982), required permanence and enhanced value. Myra Foundation v. Harvey, 100 N.W.2d 435, 439 (N.D. 1959), described a change from a lesser-developed to a more-developed stage. Provident Mutual Life Insurance Co. of Philadelphia v. Doughty, 125 N.J. Eq. 442, 6 A.2d 184, 187 (N.J. Ch. 1939), described amelioration or betterment of premises.

The opinion also compared constitutional and functional classifications. Article III, section 52, and article XVI, section 59, of the Texas Constitution addressed districts that improved rivers, drainage, irrigation, roads, and natural resources. A United States Census Bureau classification placed those functions in a natural-resources category, separate from fire prevention, hospitals, and other service districts. The opinion used that distinction to exclude hospital, rural fire prevention, and emergency communication districts from article 1667.

On reimbursement, former article 1673 had been repealed, but section 84.021 of the Local Government Code authorized county-auditor assistants. Article 1672 required districts within article 1667 to reimburse the county for the county auditor's services. The opinion concluded that the reimbursable services included work by needed assistants.

Citations

Statutory and constitutional authority:

  • V.T.C.S. articles 1667 and 1672
  • Local Government Code section 84.021
  • V.T.C.S. articles 1432e and 2351a-6
  • Texas Constitution article III, sections 48-d and 52; article XI, section 9; article XVI, section 59

Cases:

  • Richview Nursing Home v. Minnesota Department of Public Welfare, 354 N.W.2d 445, 458 (Minn. App. 1984)
  • Overcast v. Akra, 197 Mont. 76, 642 P.2d 1058, 1062 (1982)
  • Myra Foundation v. Harvey, 100 N.W.2d 435, 439 (N.D. 1959)
  • Provident Mutual Life Insurance Co. of Philadelphia v. Doughty, 125 N.J. Eq. 442, 6 A.2d 184, 187 (N.J. Ch. 1939)

Other authority: Black's Law Dictionary (5th ed. 1979); United States Bureau of the Census, Census of Governments: 1977, Vol. I, No. 1, Governmental Organization, at 5.

Source

Original opinion text

Best-effort transcription from a scanned PDF. Obvious character-level OCR errors have been corrected, but minor errors may remain; the linked PDF is authoritative.

May 13, 1988

Honorable D.C. Jim Dozier Opinion No. JM-902
Montgomery County Attorney
Courthouse Re: What constitutes an
Conroe, Texas 77301 "improvement district" for
purposes of article 1667,
V.T.C.S. (RQ-1253)

Dear Mr. Dozier:

 You have asked questions     concerning article 1667,

V.T.C.S. This statute, enacted in 1915 and most recently
amended in 1941, provides in relevant part:

    In all counties which have or may have a
    County Auditor and containing a population of
    [110,000] or more . . . and in which counties
    there exists or in which there may be created
    any improvement,    navigation, drainage,   or
    road or irrigation district, or any other
    character of district having for its purpose
    the expenditure of public funds for improve-
    ment purposes,   or for improvements   of any
    kind whether   derived  from the issuance. of
    bonds or through any character     of special
    assessment, the County Auditor shall exercise
    such control over the finances of said dis-
    trict as hereinafter provided.   [See V.T.C.S.
    art. 1668 et seq.]

You expressed concern about the effect of this statute on
certain districts in Montgomery County, which has a popula-
tion exceeding 110,000. Your letter states:

    We find no clear authority defining        the
    'improvement districts'   to which    article
    1667, V.T.C.S., on its face applies.    Accor-
    dingly, we ask the following questions:

       1. What constitutes an 'improvement    dis-
    trict' as contemplated by the statute?




                          p. 4445

Honorable D.C. Jim Dozier - Page 2 (JM-902)

       2. Is an emergency communication district
    created pursuant to article 1432e, V.T.C.S.,
    an improvement   district   subject to   the
    financial control of the county auditor?

       3. Is a county hospital district an im-
    provement district subject to the financial
    control of the county auditor?

       4. Is a rural fire prevention     district
    created   pursuant   to   article    2351a-6,
    V.T.C.S., an improvement district subject to
    the financial control of the county auditor?

       5. Is the county entitled to reimburse-
    ment from improvement   districts under the
    financial control of the county auditor  for
    the salaries of such additional    assistant
    auditors as may be required to perform the
    duties imposed by article 1667?

In answer to your first question, we have found no precise
definition of "improvement district" in Texas statutory or
case law. However, definitions of "improvement" found
elsewhere may be useful.

 Black's Law   Dictionary     (5th    ed.   1979)   defines   an

improvement as:

    A valuable addition made to property (usually
    real estate) or an amelioration in its condi-
    tion, amounting to more than mere repairs  or
    replacement, costing labor or capital,    and
    intended to enhance   its value, beauty    or
    utility or to adapt it for new or further
    purposes. . . . An expenditure to extend the
    useful life of an asset or to improve     its
    performance over that of the original asset.

This definition essentially addresses the subject matter of
real estate, land or property. An improvement generally
involves a "permanent addition" or "betterment" of real
property that enhances its capital value and involves
expenditure of labor and money and is designed to make
property more useful or valuable. Richview Nursing Home v. Minnesota Department of Public Welfare, 354 N.W.2d 445, 458
(Minn. App. 1984). An improvement must be permanent and it

                            p. 4446


    Honorable D.C. Jim Dozier - Page 3 (JM-902)




    must enhance the value of the premises for general purposes.
-   Overcast v. Akra, 197 Mont. 76, 642 P.2d 1058, 1062 (1982).

         An improvement involves a change in the condition    of
    property or real estate from a lesser developed stage to a
    more developed stage. Improvement means the state of being
    improved, especially enhanced in value of excellence.   Myra Foundation v. Harvey  100 N.W.2d 435, 439, (N.D. 1959).   In
    order for an improvement to be made there must previously
    have been something to be improved.     An improvement  con-
    sists in the amelioration or bettering of certain premises.
    Provident Mutual Life Insurance Co. of Philadelphia v. Doughty, 125 N.J. Eq. 442, 6 A.2d     184, 187   (N.J. Ch.
    1939).

         A definition of an improvement district that takes into
    consideration the legal meaning of "improvement as it has
    been traditionally  interpreted by the courts will neces-
    sarily imply a type of special district that is concerned
    with the permanent    enhancement  or betterment   of   real
    property to make it more useful or valuable.  An improvement
    district is thus concerned with the enhancement or better-

P
ment of real property from a lesser developed stage to a
more developed stage. This definition describes the intent
and purpose of the various types of special districts
that are mentioned in article 1667, V.T.C.S. Navigation,
drainage, road and irrigation districts are all basically
established in order to enhance the value of land by
increasing its usefulness.

         The Texas Constitution   includes two provisions   that
    pertain to the betterment or enhancement of land through the
    establishment of special districts.    These provisions  are
    found in article III, section 52, and article XVI, section
    59. Article III, section 52 generally empowers     counties,
    cities, towns or other political      corporations  or sub-
    divisions to issue bonds, levy and collect taxes for the
    following purposes:

               (1) The improvement of rivers, creeks and
            streams to prevent overflows, and to permit
            of navigation thereof, or irrigation thereof
            or in aid of such purposes.
P               (2) The construction  and maintenance  of
            pools, lakes, reservoirs, dams, canals and
            waterways for the purposes    of irrigation,
            drainage or navigation, or in aid'thereof.




                                 p. 4447

Honorable D.C. Jim Dozier - Page 4 (JM-902)

       (3) The construction,    maintenance  and
    operation of macadamized,  graveled or paved
    roads and turnpikes, or in aid thereof.

Tex. Const. art. III, §52(b). This constitutional provision
relates to the general improvement of lands. Bonds may be
raised by a local government or by a special district.

 Article XVI, section  59, of the Texas Constitution

specifically deals with the establishment of special
districts for conservation and reclamation purposes. It
provides that:

       (a) The conservation   and development   of
    all of the natural  resources of this State,
    including the control, storing, preservation
    and distribution   of its storm and flood
    waters, the waters of its rivers and streams,
    for irrigation,  power and all other useful
    purposes, the reclamation   and irrigation  of
    its arid, semi-arid and other lands needing
    irrigation, the reclamation   and drainage  of
    its overflowed lands, and other lands needing
    drainage, the conservation and development of
    its forests, water and hydro-electric   power,
    the navigation  of its inland and coastal
    waters, and the preservation and conservation
    of all such natural resources    of the State
    are each and all hereby declared public
    rights and duties: and the Legislature   shall
    pass all such laws as may be appropriate
    thereto.

        (b) There may be created within the State
    of Texas, or the State may be divided    into,
    such number of conservation and reclamation
    districts as may be determined.to be essen-
    tial to the accomplishment of the purposes of
    this amendment  to the constitution,     which
    districts shall be governmental agencies   and
    bodies politic and corporate with such powers
    of government   and with the authority      to
    exercise such rights, privileges   and func-
    tions concerning the subject matter of this
    amendment as may be conferred by law.

 Improvement  districts that   are established   under

article III, section 52, and article XVI, section 59, are

                         p. 4448


Honorable D.C. Jim Dozier - Page 5    (JM-902)




classified as "natural resource special districts" by the
United States Census Bureau. The Census Bureau has esta-
blished twelve   functional    classifications for   special
districts.  These classifications are based on two criteria.

           (1) The name of the entity involved which
        in many    instances, such as for     housing
        authorities and hospital districts provide a
        specific guide. . . .

            (2) the function or functions reported as
        being performed by individual units. . . .
        (Emphasis added.)

United States Census Bureau of the Census, Census of Govern-
ments:  1977, Vol. I, No. 1, Governmental Organization (U.S.
Government Printing Office, Washington D.C., 1977), at 5.
Using this criteria, the United States Census Bureau has
established a classification that includes twelve types of
special district.  They are as follows:

        (1)   Natural Resources

P Soil Conservation
Drainage
Irrigation, Water Conservation
Flood Control
Other Natural Resources

        (2)   Fire Prevention

        (3)   Urban Water Supply

        (4)   Housing and Urban Renewal

        (5)   Cemeteries

        (6)   Sewerage

        (7)   School Building Authorities

        (8)   Parks and Recreation

        (9)   Highways

        (10) Hospitals

        (11) Libraries




                                p. 4449

Honorable D.C. Jim Dozier - Page 6 (JM-902)

    (12) Other Single-Function   and Multi-Function
         Districts
                                                                ?

Since improvement districts are fundamentally concerned with
the amelioration or change in the character of land, they
generally fall within the "natural resources" type of
special district. Improvement districts serve very distinct
functions that are exclusively related to improvements in
land. In our opinion, an "improvement district" for pur-
poses of article 1667, V.T.C.S., pertains to a district
which is primarily concerned with the enhancement or
betterment of the land or other natural resources. Improve-
ment districts are distinguishable from fire prevention,
hospital and emergency communications districts.

 Fire prevention  districts  are created under   the

provisions of article III, section 48-d. This article
provides:

       The Legislature  shall have the power to
    provide for the establishment and creation of
    rural fire prevention     districts  and   to
    authorize a tax on the ad valorem    property
                                                                    -.
    situated in said districts. . . .

These districts are created to combat fires in rural areas
through the purchase of modern fire-fighting equipment and
the hiring of necessary personnel.

 Hospital districts are created under the provisions   of

article XI, section 9, of the Texas Constitution. This
article states:

       Sec. 9. The Legislature   may by law pro-
    vide for the creation, establishment,    main-
    tenance  and operation    of hospital     dis-
    tricts . . . providing that any district    so
    created shall assume full responsibility   for
    providing medical and hospital care for its
    needy inhabitants. . . .

Providing medical facilities and services is the primary
purpose of a hospital district.

 Emergency communication districts are created under the        ?

provisions of the Emergency Telephone Number Act, article
1432e of the Business Corporation Code. This act provides:

                         p. 4450


 Honorable D.C. Jim Dozier - Page 7 (JM-902)




            Sec. 2. It is the purpose of this Act to
         establish the number 9-l-l as the primary
         emergency telephone number of use by certain
         local governments    in this state and    to
         encourage units of local government      and
         combinations of those units of local govern-
         ment to develop and improve emergency   com-
         munication procedures  and facilities  in a
         manner that will make possible the quick
         response to any person calling the telephone
         number 9-l-l seeking police, fire, medical,
         rescue, and other emergency services.

            . . . .

            Sec. 5. An emergency communication    dis-
         trict may be created as provided by this Act.

      There is nothing in the character     or function of a
 hospital,   fire  prevention   or   emergency    communication
 district that relates to the enhancement    or betterment    of
 land. Their purpose is primarily      to provide   a distinct
 service to a select population rather than to make permanent
 changes to real property or land. Although it can be argued
 that these districts result in general improvements for the
 community  at large, the courts have not traditionally
 defined "improvement"   in this manner.     A definition     of
 "improvement district"   that takes into consideration    both
 the legal definition of "improvement" and the United States
 Census Bureau classification of special districts    generally
 excludes a hospital, fire prevention and emergency    communi-
 cation district from its meaning.

      The auditing provisions    of article   1672, V.T.C.S.,
 apply to improvement districts   and other similar districts
 that make improvements to land such as navigation,    irriga-
 tion, drainage and road districts.     They do not apply to
 hospital,  fire prevention     and emergency    communication
 districts.

      Finally, you ask whether a county is entitled to reim-
 bursement by districts for salaries of assistants who aid in
 the auditing  functions performed by the county auditor
 pursuant to article 1672. As you point out, former article
 1673, V.T.C.S. (now repealed), authorized county auditors in
 counties with a population in excess of 330,000 to apply for
 assistants to help carry out the duties imposed by article
 1667 et seq.     No current statute expressly     authorizes




                               p. 4451

Honorable D.C. Jim Dozier - Page 8 (JM-902)

assistants for these specific purposes. However, section
84.021 of the Local Government Code provides in part:

       (a) From time to time the county auditor
    may certify to the district judges a list
    stating the number of assistants        to    be
    appointed, the name, duties, qualifications,
         experience   of each appointee, and the
    salary to be paid each appointee.     The dis-
    trict judges, after careful consideration     of
    the application   for the appointment of the
    assistants and after inquiry concerning      the
    appointees'   qualifications,   the   positions
    sought to be filled, and the reasonableness
    of the requested salaries,     shall prepare   a
    list of the appointees       that the    judges
    approve and the salary to be paid each.      The
    judges shall certify this list to the commis-
    sioners court, which shall order the salaries
    to be paid on the performance of services and
    shall appropriate an adequate amount of money
    for this purpose.

Article 1672, V.T.C.S., provides that county auditors shall
receive for their services in auditing the affairs of
special districts within article 1667

    such compensation as the commissioners   court
    may prescribe,  which shall be paid by the
    county out of the general fund and repaid to
    the county by such districts       by warrants
    drawn upon the proper funds of such district.
    In such counties which have or may have as
    many as five such districts, the compensation
    allowed the county auditor for his services
    on behalf of such districts shall be not less
    than the sum of twelve hundred dollars per
    annum, to be prorated among the districts    in
    such proportion   as the commissioners   court
    may determine.   (Emphasis added.)

 Your letter states that article   1672 "does not on its

face authorize the payment of such assistants from funds to
be reimbursed by the improvement districts." We believe,
however, that such authority is at least implicitly con-
ferred by section 84.021 of the Local Government Code in
combination with article 1672, V.T.C.S. The former statute
permits the hiring of needed assistants, and the latter

                           p. 4452


 Honorable D.C. Jim Dozier - Page 9      (JM-902)




 authorizes   compensation by   special districts   for  the
 "services" of county auditors in auditing the affairs of
 such districts.   In our opinion, the services contemplated
 by article 1672 necessarily  include the services of needed
 assistants hired under the authority of section 84.021.

                         SUMMARY

            The provisions of article 1667, V.T.C.S.,
         do not apply to a hospital district, emergency
         communication district, or rural fire prevention
         district. These districts are not
         "improvement districts" within the meaning of
         article 1667, V.T.C.S.

            Section 84.021 of the Local Government Code
         and article 1672, V.T.C.S., entitle a county
         to reimbursement  from special districts   for
         the salaries of such additional      assistant
         auditors as may be required to perform     the
         duties imposed by article 1667.




                                   Very truly yours,

                                       JIM MATTOX
                                       Attorney General of Texas

 MARY KELLER
 First Assistant Attorney General

 LOU MCCREARY
 Executive Assistant Attorney General

 JUDGE ZOLLIE STEAKLEY
 Special Assistant Attorney General

 RICK GILPIN
 Chairman, Opinion Committee

 Prepared by Karen C. Gladney
 Assistant Attorney General

                                p. 4453

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