Can a Texas county auditor sit in on a commissioners court's closed-session meeting with its attorney?
Apply this to your situation
This page answers the general question as of 2002. Ezel answers yours: what it means for your facts, under current Texas law, with citations.
Plain-English summary
The Smith County District Attorney, on behalf of the commissioners court, asked whether letting the county auditor sit in on a meeting that the court had closed to consult its attorney about pending litigation or settlement offers would violate the Open Meetings Act or destroy the attorney-client privilege. The Open Meetings Act (chapter 551 of the Government Code) generally requires public meetings, but section 551.071 lets a governmental body meet privately with its attorney about litigation, settlement offers, or matters where the lawyer's professional duty conflicts with the Act. The court was split: the county judge thought the auditor, as the county's financial officer, was needed for budget impact, while some commissioners thought her presence was unnecessary and risky.
The Attorney General concluded the auditor may attend a section 551.071 closed meeting, but only if the commissioners court determines three things: that her interests are not adverse to the county's, that her presence is necessary to the discussion, and that her presence will not waive the attorney-client privilege. The third condition is the one with teeth. Under Texas Rule of Evidence 503, a communication generally is not privileged if made in front of a third person who is not an agent of the client or the lawyer, and a reviewing court can treat the presence of someone like the auditor as evidence that the communication was never meant to be confidential. The opinion pointed to Cameron County v. Hinojosa, where routinely copying the county auditor and other offices on letters to the county attorney defeated the privilege. So if a court later finds the auditor's presence destroyed the privilege, the commissioners court can also be found to have violated section 551.071, because that exception only applies to genuinely privileged attorney-client consultations.
For meetings closed under the other exceptions the request raised, section 551.072 (deliberating real property) and section 551.074 (personnel matters), the opinion concluded the court may include the auditor if it finds her interests are not adverse to the county's and her participation is necessary to the matter, and it cautioned that if such a discussion also turns into attorney-client communication, the privilege concern resurfaces. All of these are fact questions the commissioners court and its attorney must resolve in the first instance, subject to court review, not the Attorney General. The opinion modified its 1984 opinion JM-238 to take account of the Rule 503 privilege analysis, and answered a final question with common sense: if the auditor is present when the court announces it is going into executive session and the court does not exclude her, it has included her in the closed meeting.
Currency note
This opinion was issued in 2002. Subsequent statutory amendments, court decisions, or later Attorney General opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
What the opinion meant for those who asked
The commissioners court (what the opinion held): The opinion held that the court could include the county auditor in a section 551.071 attorney-consultation closed meeting only after finding her interests were not adverse, her presence was necessary, and her presence would not waive the attorney-client privilege. For section 551.072 and section 551.074 closed meetings, it could include her on findings that her interests were not adverse and her participation was necessary. The opinion stressed these were the court's fact determinations to make, subject to judicial review.
The county auditor (what the opinion held for her): The opinion explained that the auditor, as the county's financial officer with duties to examine claims and inform the court, could be included where necessary, but that her presence in an attorney-client consultation carried a risk of waiving the privilege that the court had to weigh issue by issue.
The public and journalists (what the opinion held for them): The opinion held that if a reviewing court found the communications in a section 551.071 closed meeting were not privileged because of who attended, the commissioners court could be found to have violated the Open Meetings Act, and that an auditor not excluded when executive session is announced has been included.
Common questions
Can the county auditor attend the commissioners court's closed session?
Sometimes. The opinion held the court may include her only if it finds her interests are not adverse to the county's, her presence is necessary, and (for attorney consultations) her presence will not waive the attorney-client privilege.
What's the risk of having a non-member in an attorney-client closed meeting?
The opinion explained that under Texas Rule of Evidence 503, the privilege generally does not cover communications made in front of a third person who is not the client's or lawyer's agent, so a court may later find the privilege waived and the closed meeting improper.
Does the same rule apply to closed meetings about property or personnel?
For section 551.072 (real property) and section 551.074 (personnel), the opinion held the auditor may attend if her interests are not adverse and her participation is necessary. If such a meeting also involves attorney-client communication, the privilege concern applies there too.
If the auditor stays when executive session is announced, is she "in" the meeting?
Yes. The opinion concluded that if the auditor is not excluded when the court announces it is going into closed session, the court has included her.
Background and statutory framework
The Open Meetings Act generally requires a governmental body to open every meeting to the public, subject to narrow exceptions. Tex. Gov't Code Ann. § 551.002; ch. 551, subch. D. Section 551.071 bars a governmental body from privately consulting its attorney except about pending or contemplated litigation or a settlement offer, or on a matter where the attorney's duty under the Texas Disciplinary Rules of Professional Conduct conflicts with the Act. Id. § 551.071. Section 551.072 permits a closed meeting to deliberate the purchase, exchange, lease, or value of real property where public deliberation would harm the body's bargaining position, and section 551.074 permits closed deliberation on a public officer's or employee's appointment, employment, evaluation, duties, discipline, or dismissal, or to hear a complaint. Id. § 551.072; § 551.074. Final action and deliberation must occur in open meeting. Id. § 551.102.
Only a member has a right to attend a closed meeting, but the body has limited discretion to decide which nonmembers may attend. The Attorney General had concluded in JM-238 (1984) that a body may admit a third person who is its agent or representative and whose presence is necessary to effective communication with the attorney, but not an adversary or someone whose presence would prevent privileged communication. That earlier analysis arose under former article 6252-17, section 2(e) of the Revised Civil Statutes, the predecessor to section 551.071, recodified in 1993. Tex. Rev. Civ. Stat. Ann. art. 6252-17, § 2(e) (repealed); Act of May 4, 1993, 73d Leg., R.S., ch. 268, §§ 1, 46(1), 47, 1993 Tex. Gen. Laws 583. The opinion treated the 1993 recodification as nonsubstantive. Fleming Foods of Tex., Inc. v. Rylander, 6 S.W.3d 278 (Tex. 1999).
The privilege analysis came from Texas Rule of Evidence 503, which gives a client a privilege to refuse to disclose, and to prevent others from disclosing, confidential communications made to facilitate professional legal services. Tex. R. Evid. 503; 503(a)(1), (2), (5); 503(b)(1). A communication is "confidential" only if the client does not intend to disclose it to a third person other than those furthering the legal services. The opinion explained that a court reviewing privilege may treat the auditor's presence as evidence the communications were not intended to be confidential. Cameron County v. Hinojosa, 760 S.W.2d 742 (Tex. App.-Corpus Christi 1988, no writ); see Markowski v. City of Marlin, 940 S.W.2d 720 (Tex. App.-Waco 1997, writ denied) (court may review a tape of a closed meeting in camera to determine privilege); Finlan v. City of Dallas, 888 F. Supp. 779 (N.D. Tex. 1995) (body could not admit a person with adverse interests to a section 551.072 real-estate closed meeting). The county auditor has duties to examine and approve claims and to inform the commissioners court about county affairs. Tex. Loc. Gov't Code Ann. § 113.064; Crider v. Cox, 960 S.W.2d 703 (Tex. App.-Tyler 1997, writ denied); Comm'rs Court of Harris County v. Fullerton, 596 S.W.2d 572 (Tex. Civ. App.-Houston [1st Dist.] 1980, writ ref'd n.r.e.) (quoting Navarro County v. Tulles, 237 S.W. 982 (Tex. Civ. App.-Dallas 1922, writ ref'd)). Whether her interests are adverse, whether her presence is necessary, and whether it waives the privilege are fact questions for the court, subject to judicial review.
Citations
Statutes and rules:
- Tex. Gov't Code Ann. ch. 551; § 551.002; § 551.071; § 551.072; § 551.074; § 551.102; ch. 551, subch. D
- Tex. R. Evid. 503; 503(a)(1), (2), (5); 503(b)(1)
- Tex. Loc. Gov't Code Ann. § 113.064
- Tex. Rev. Civ. Stat. Ann. art. 6252-17, § 2(e) (repealed)
- Act of May 4, 1993, 73d Leg., R.S., ch. 268, §§ 1, 46(1), 47, 1993 Tex. Gen. Laws 583
Cases:
- Cameron County v. Hinojosa, 760 S.W.2d 742 (Tex. App.-Corpus Christi 1988, no writ)
- Fleming Foods of Tex., Inc. v. Rylander, 6 S.W.3d 278 (Tex. 1999)
- Markowski v. City of Marlin, 940 S.W.2d 720 (Tex. App.-Waco 1997, writ denied)
- Finlan v. City of Dallas, 888 F. Supp. 779 (N.D. Tex. 1995)
- Crider v. Cox, 960 S.W.2d 703 (Tex. App.-Tyler 1997, writ denied)
- Comm'rs Court of Harris County v. Fullerton, 596 S.W.2d 572 (Tex. Civ. App.-Houston [1st Dist.] 1980, writ ref'd n.r.e.)
- Navarro County v. Tulles, 237 S.W. 982 (Tex. Civ. App.-Dallas 1922, writ ref'd)
Source
- Landing page: https://www.texasattorneygeneral.gov/opinions/john-cornyn/jc-0506
- Original PDF: https://www.texasattorneygeneral.gov/sites/default/files/opinion-files/opinion/2002/jc0506.pdf
Original opinion text
Best-effort transcription from a scanned PDF. Minor errors may remain — the linked PDF is authoritative.
OFFICE OF THE ATTORNEY GENERAL - STATE OF TEXAS
JOHN CORNYN
May 24, 2002
The Honorable Jack Skeen, Jr. Opinion No. JC-0506
Smith County Criminal District Attorney
Smith County Courthouse Re: Whether the Smith County Commissioners
100 North Broadway Court violates the Open Meetings Act, chapter
Tyler, Texas 75702 551 of the Government Code, if it permits the
Smith County Auditor to attend a meeting closed
to consult with the county's attorney regarding
pending litigation or settlement options, and
related questions (RQ-0470-JC)
Dear Mr. Skeen:
On behalf of the Smith County Commissioners Court, you ask whether including the county auditor in a meeting that the commissioners court has closed to consult with its attorney, under section 551.071 of the Government Code, to discuss "pending or contemplated litigation or settlement offers" either violates the Open Meetings Act (the Act), chapter 551 of the Government Code, or "negate[s] the attorney-client privilege."[1] See Tex. Gov't Code Ann. ch. 551 (Vernon 1994 & Supp. 2002); Tex. R. Evid. 503. Although a governmental body generally is required to meet in public, see Tex. Gov't Code Ann. § 551.002 (Vernon 1994), it may consult with its attorney about "litigation and settlement offers or to seek or receive the attorney's advice with regard to legal matters" in a closed meeting. Tex. Att'y Gen. LO-97-017, at 9; see Tex. Gov't Code Ann. § 551.071 (Vernon 1994). This office concluded in 1984 that a governmental body may include in a meeting closed to consult with its attorney an officer or employee who is the governmental body's representative or agent "with respect to the particular litigation in question[,] whose presence is necessary to" effectively communicate with the attorney, and who is not an adversary of the governmental body or whose presence would not "prevent privileged communication from taking place." Tex. Att'y Gen. Op. No. JM-238 (1984) at 5. But a court may find that the presence of a person who is neither a member of the commissioners court nor the court's attorney indicates that communications occurring in the person's presence are not within the attorney-client privilege. See Tex. R. Evid. 503; Cameron County v. Hinojosa, 760 S.W.2d 742, 746 (Tex. App.-Corpus Christi 1988, no writ) (fact that correspondence had been disclosed to county auditor and other county offices "is some evidence either that the communications were never intended to be confidential, or that the privilege was waived by disclosure to third parties").
We conclude, consistently with our 1984 opinion, that the commissioners court may include the county auditor in a closed discussion of litigation or settlement offers if it determines that the auditor is necessary to the discussion, that the auditor's interests are not adverse to the county's, and that the auditor's presence is consistent with the attorney-client privilege. If, however, a court subsequently finds that, because of the auditor's presence, the communications are not privileged, then the commissioners court may also be found to have violated section 551.071 of the Government Code. To the extent Attorney General Opinion JM-238 did not fully discuss the rule of evidence providing for the attorney-client privilege, we modify it. See Tex. Att'y Gen. Op. No. JM-238 (1984) at 2.
You also ask whether the commissioners court may include the county auditor or other persons in meetings closed "to deliberate on real property or personnel" under sections 551.072 and 551.074 of the Government Code. Request Letter, supra note 1, at 2. In general, this office has stated that a governmental body may include a person whose interests are not adverse to the governmental body's interests and "whose participation is necessary to the matter under consideration." Tex. Att'y Gen. Op. No. JC-0375 (2001) at 2 (citation omitted). Consequently, we conclude that a commissioners court may include the county auditor in a meeting closed under section 551.072 or 551.074 if the court determines that the county's auditor's interests are not adverse to the court's interests and that the auditor's participation is necessary to the matter that will be considered. Of course, if a discussion convened under an exception other than section 551.071 also involves an attorney-client communication, the commissioners may wish to evaluate the auditor's presence in light of the attorney-client privilege.
Finally, you ask whether, "[i]f the County Auditor is present at an open session of the Commissioners Court when an executive session is announced and the Commissioners know that the Auditor is present at the request of the County Judge and will remain for the executive session," the commissioners court has "in fact" included the auditor in the closed meeting "by not excluding her." Request Letter, supra note 1, at 2. We conclude that it has.
The Act generally requires a governmental body to open every meeting to the public, although the Act lists several narrowly drawn exceptions to this rule. See Tex. Att'y Gen. Op. No. JC-0233 (2000) at 4; Tex. Gov't Code Ann. § 551.002 (Vernon 1994). You are particularly concerned with three of these exceptions: sections 551.071, 551.072, and 551.074. See Request Letter, supra note 1, at 1; Tex. Gov't Code Ann. §§ 551.071, 551.072, 551.074. Section 551.071 prohibits a governmental body from privately consulting with its attorney except in certain circumstances:
A governmental body may not conduct a private consultation with its attorney except:
(1) when the governmental body seeks the advice of its attorney about:
(A) pending or contemplated litigation; or
(B) a settlement offer; or
(2) on a matter in which the duty of the attorney to the governmental body under the Texas Disciplinary Rules of Professional Conduct of the State Bar of Texas clearly conflicts with this chapter.
Tex. Gov't Code Ann. § 551.071 (Vernon 1994). Section 551.072 permits a governmental body to "deliberate the purchase, exchange, lease, or value of real property" in a closed meeting if public deliberation would harm the governmental body's position "in negotiations with a third person." Id. § 551.072. Section 551.074 provides that a governmental body generally is not required "to conduct an open meeting" to deliberate a public officer's or employee's "appointment, employment, evaluation, reassignment, duties, discipline, or dismissal" or "to hear a complaint or charge against an officer or employee." Id. § 551.074.
This office has construed the Act to provide a governmental body with limited discretion to determine which, if any, nonmembers may attend. See Tex. Att'y Gen. Op. No. JC-0375 (2001) at 2. The Act does not specify whether a person other than a member may attend a closed meeting. See id. at 1. Under the Act, only a member of a governmental body has a right to attend a closed meeting of the governmental body. See also id. at 2; Tex. Att'y Gen. Op. Nos. JM-238 (1984) at 2, JM-6 (1983) at 1-2.
In an early opinion on this issue, this office concluded that a governmental body may admit to a meeting closed to consult with its attorney "regarding pending or contemplated litigation" a third person who is an agent or representative of the governmental body, but only if the person's "presence is necessary to effective communication with the attorney." Tex. Att'y Gen. Op. No. JM-238 (1984) at 5. At that time, the substance of what is now section 551.071 was codified as section 2(e), article 6252-17 of the Revised Civil Statutes. See Tex. Att'y Gen. Op. No. JM-238 (1984) at 2 (quoting Tex. Rev. Civ. Stat. Ann. art. 6252-17, § 2(e)); Tex. Rev. Civ. Stat. Ann. art. 6252-17, § 2(e), repealed by Act of May 4, 1993, 73d Leg., R.S., ch. 268, § 46(1), 1993 Tex. Gen. Laws 583, 986. At that time, the substance of what is now found in subsections (1) and (2) of section 551.071 was not subdivided. See Tex. Att'y Gen. Op. No. JM-238 (1984) at 2 (quoting article 6252-17, section 2(e) of Revised Civil Statutes). After examining the genesis of section 2(e), the opinion suggested that the attorney-client privilege is part and parcel of the entire exception: "This provision enables" a governmental body and its attorney to protect "the attorney-client privilege for deliberations it covers. The purpose of the privilege is to promote the unrestrained communication between attorney and client, without fear that the attorney will disclose confidential communications." Id. at 4. An attorney-client communication is not privileged "in the 'presence of a third person who is not the agent of either client or attorney.'" Id. (quoting 8 Wigmore, Evidence § 2311 (McNaughton rev. 1961)). Thus, a governmental body may not include an adversary or a person "whose presence would . . . prevent privileged communication from taking place." Tex. Att'y Gen. Op. No. JM-238 (1984) at 5; accord Tex. Att'y Gen. LO-97-017, at 9 (citing Attorney General Opinion JM-238); cf. Tex. Att'y Gen. LO-88-92, at 2 (stating that governmental body "may have to restrict the persons who attend" an executive session, particularly one "to obtain legal advice").
Recently, Attorney General Opinion JC-0375 extended Attorney General Opinion JM-238's analysis to other exceptions. See Tex. Att'y Gen. Op. No. JC-0375 (2001) at 2. There, this office had the opportunity to address "whether the . . . Act permits a governmental body to routinely include an officer or employee of the governmental body, . . . , in its executive sessions." Id. The opinion concludes that, consistently with previous opinions considering the inclusion of nonmembers under section 551.071, "a governmental body has discretion" to decide who may attend its closed meetings. Id. "While those whose attendance is contrary to the legal basis for the executive session may not be included, . . . , a governmental body may include officers and employees of the governmental body whose participation is necessary to the matter under consideration." Id.
We consider first the auditor's presence at a meeting closed for attorney-client communications. In our opinion, either subsection (1) or (2) of section 551.071 applies only if a governmental body conducts privileged attorney-client communications. As Attorney General Opinion JM-238 states, the exception permits a governmental body to conduct privileged communications with its attorney. See Tex. Att'y Gen. Op. No. JM-238 (1984) at 4. Since that opinion was issued, the substance of subsections (1) and (2) was separated when the statute was codified in 1993. See Act of May 4, 1993, 73d Leg., R.S., ch. 268, § 1, sec. 551.071, 1993 Tex. Gen. Laws 583, 589. Nevertheless, the codification was intended to be nonsubstantive, see id. § 47, 1993 Tex. Gen. Laws at 986, and we know of no reason why the separation of subsections (1) and (2) should be considered substantive. See Fleming Foods of Tex., Inc. v. Rylander, 6 S.W.3d 278, 286-87 (Tex. 1999) (suggesting that codification should be construed consistently with statutory predecessor unless codification's plain language cannot be reconciled with prior law). But see Tex. Att'y Gen. Op. No. JC-0233 (2000) at 3 (distinguishing between subsections (1) and (2) and observing that subsection (2) "incorporates the attorney-client privilege").
Conversely, neither subsection (a) nor subsection (b) of 551.071 applies if the governmental body's communications with its attorney are not privileged. None of our opinions specifically address how the evidentiary rule governing the attorney-client privilege, currently Texas Rules of Evidence 503, applies to a meeting closed under section 551.071 of the Government Code. Cf. Markowski v. City of Marlin, 940 S.W.2d 720, 726 (Tex. App.-Waco 1997, writ denied) (stating that when legislature enacted section 551.071, it "obviously" intended to permit governmental body to consult with its attorney without risking disclosure of "important confidential information"). Rule 503 generally provides a client with a privilege to refuse to disclose and to prevent another person from disclosing "confidential communications" made to facilitate rendering "professional legal services to the client":
A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client:
(A) between the client or a representative of the client and the client's lawyer or a representative of the lawyer;
(B) between the lawyer and the lawyer's representative;
(C) by the client or a representative of the client, or by the client's lawyer or a representative of the lawyer, to a lawyer or a representative of a lawyer representing another party in a pending action and concerning a matter of common interest therein;
(D) between representatives of the client or between the client and a representative of the client; or
(E) among lawyers and their representatives representing the same client.
Tex. R. Evid. 503(b)(1). For the purposes of rule 503, a "client" is "a person, public officer, or corporation, association, or other organization or entity, either public or private," who receives "professional legal services" from a lawyer or who consults a lawyer "with a view to obtaining professional legal services from that lawyer." Id. 503(a)(1). A "representative of the client" is "a person" authorized "to obtain professional legal services" on the client's behalf; a person authorized to act on an attorney's advice on the client's behalf; or a person who, to effect "legal representation for the client, makes or receives a confidential communication while acting in the scope of employment for the client." Id. 503(a)(2). Finally, "[a] communication is 'confidential' if" the client does not intend to disclose it to a third person, other than a person to whom the client communicates to further "the rendition of professional legal services to the client" or a person "reasonably necessary" to transmit the communication. Id. 503(a)(5).
To a court reviewing whether information shared in a closed meeting is privileged under rule 503 of the Texas Rules of Evidence, the county auditor's presence in a meeting that was closed under section 551.071 of the Government Code may indicate, in some circumstances, that the county commissioners court did not intend its attorney-client communications to be confidential. See Tex. R. Evid. 503(a)(5) (defining "confidential" communication). For example, a Texas Court of Appeals determined in Cameron County v. Hinojosa that the attorney-client privilege did not apply to letters between the Cameron County computer department and the county attorney, even though the letters appeared to solicit or give legal advice, because the parties "routinely sent" copies of the letters "to the county personnel office, the county auditor's office, and the county judge's office." Hinojosa, 760 S.W.2d at 746. The Hinojosa plaintiff alleged that the computer department had wrongfully terminated her and sought to discover the letters. See id. According to the court, the county's routine disclosure of copies of the letters to various county offices, including the county auditor, indicated that the letters were not privileged from discovery:
The outside disclosure apparent on the face of the documents in the present case is some evidence either that the communications were never intended to be confidential, or that the privilege was waived by disclosure to third parties, and it tends to rebut the presumption of privilege that the documents themselves might otherwise create. . . . If anything in the documents themselves raises a question as to whether the privilege applies, we can no longer presume the documents to be privileged, but the existence of the privilege becomes a question of fact for the trial court, based on the documents and the circumstances under which the communications were made.
Id.
Consequently, with respect to including a nonmember such as the county auditor in a meeting closed to discuss pending litigation or a settlement offer under section 551.071 of the Government Code, we conclude that a commissioners court must consider three things: (1) whether the auditor's interests are adverse to the county's; (2) whether the county auditor's presence is necessary to the issues to be discussed; and (3) whether the court effectively may waive the attorney-client privilege by including the nonmember. Each of these three considerations requires the resolution of fact questions and cannot, therefore, be determined in the opinion process. See, e.g., Tex. Att'y Gen. Op. Nos. JC-0032 (1999) at 4 (stating that question of fact is beyond purview of this office); JC-0027 (1999) at 3 (same); JC-0020 (1999) at 2 (same). Rather, the commissioners court, together with its attorney, must determine these questions in the first instance, subject to judicial review. We modify Attorney General Opinion JM-238 to the extent that it fails to consider the attorney-client privilege currently provided by rule 503 of the Texas Rules of Evidence.
We caution that a reviewing court may find that a commissioners court violated the Act if the court finds that communications that occurred in a meeting closed under section 551.071 were not privileged.
With respect to a meeting closed under either of the other exceptions you raise, section 551.072 or section 551.074, we conclude that a commissioners court may include a county auditor if the court finds that her interests are not adverse to the county's and that her participation is necessary to the specific issues to be deliberated. Cf. Finlan v. City of Dallas, 888 F. Supp. 779, 787 (N.D. Tex. 1995) (determining that governmental body could not permit person to attend meeting closed under section 551.072 to discuss real-estate transaction if person's interests are adverse to governmental body's). These issues are questions of fact that this office cannot resolve. See Tex. Att'y Gen. Op. No. JC-0434 (2001) at 7 (stating that this office cannot determine whether medical care services are necessary because it is fact question); Tex. Att'y Gen. LO-98-120, at 1 n.1 (stating that whether gate is necessary for purposes of Transportation Code section 251.010 is question of fact). The commissioners court must determine both of these questions in the first instance, subject to judicial review. See Markowski, 940 S.W.2d at 727 (concluding that court may examine tape of closed meeting in camera to determine applicability of privilege). And, if a discussion convened under an exception other than section 551.071 also involves an attorney-client communication, the commissioners may wish to evaluate the auditor's presence in light of the attorney-client privilege.
We further consider how a commissioners court should decide whether a particular officer should be included in a closed meeting. We understand that the Smith County Judge believes the auditor's presence is necessary and does not violate the Act because the auditor is "the county's financial officer" and has "information and knowledge" about issues that may impact the county's budget. Request Letter, supra note 1, at 1. A county auditor has a duty to examine each claim, bill, or account for the county and to withhold payment until and unless he or she has approved the item, see Tex. Loc. Gov't Code Ann. § 113.064 (Vernon 1999); Crider v. Cox, 960 S.W.2d 703, 706 (Tex. App.-Tyler 1997, writ denied), and a county auditor has a duty to inform the commissioners court about the county's affairs. See Comm'rs Court of Harris County v. Fullerton, 596 S.W.2d 572, 578 (Tex. Civ. App.-Houston [1st Dist.] 1980, writ ref'd n.r.e.) (quoting Navarro County v. Tulles, 237 S.W. 982, 986 (Tex. Civ. App.-Dallas 1922, writ ref'd)). Other members of the commissioners court, by contrast, believe that the auditor's presence is unnecessary to closed meetings and may violate the Act.[2] They contend that a commissioner who wishes the auditor's opinion on a particular issue should seek the auditor's opinion at another time:
The Auditor's presence is not required to relay information to the Commissioners Court regarding insurance or budget allocations. That information is available to us at all times; it is our duty and obligation as elected officials to be informed and to evaluate the financial implications of any litigation or settlement offers.
Commissioner Emmert's Letter, supra note 2, at 2.
The court must determine the issue consistently with the Act. The commissioners court may take final action or vote on a matter "only . . . in an open meeting" and must deliberate in an open meeting, although it may discuss in a closed meeting a matter that is excepted from section 551.002's open-meetings requirement. Tex. Gov't Code Ann. § 551.102 (Vernon 1994); see id. ch. 551, subch. D (listing exceptions). We further believe that the commissioners court must evaluate the auditor's presence vis-a-vis each issue to be discussed in the closed meeting.
Finally, you question whether a commissioners court, by not excluding the auditor from a closed meeting, has "in fact included" her. Request Letter, supra note 1, at 2. Common sense leads us to conclude that if the auditor has not been excluded, she has been included.
SUMMARY
With respect to a meeting of a county commissioners court closed under section 551.071 of the Government Code to consult with the county's attorney regarding pending litigation or a settlement offer, the commissioners court may include the county auditor if the court determines that (1) the county auditor's interests are not adverse to the county's; (2) the county auditor's presence is necessary to the issues to be discussed; and (3) the county auditor's presence will not, in effect, waive the attorney-client privilege. See Tex. Gov't Code Ann. § 551.071 (Vernon 1994); Tex. R. Evid. 503. If a reviewing court concludes that the attorney-client privilege does not apply to an attorney-client consultation closed under section 551.071, it may also find that the commissioners court violated the Open Meetings Act. We modify Attorney General Opinion JM-238 to the extent that it does not consider the attorney-client privilege currently provided by rule 503 of the Texas Rules of Evidence. See Tex. Att'y Gen. Op. No. JM-238 (1984) at 2.
With respect to a meeting closed under an exception other than section 551.071, see, e.g., Tex. Gov't Code Ann. §§ 551.072, 551.074 (Vernon 1994), a county commissioners court may include the county auditor if the court finds that the auditor's interests are not adverse to the county's and that her participation is necessary to the anticipated deliberation. If a discussion convened under an exception other than section 551.071 also involves an attorney-client communication, the commissioners may wish to evaluate the auditor's presence in light of the attorney-client privilege. All of these determinations require the commissioners court to resolve a number of fact issues, subject to review by a court.
The commissioners court should weigh the propriety of including the county auditor in a closed meeting consistently with the Open Meetings Act's open-meetings requirement and exceptions thereto.
If the county auditor is present during the open portion of a commissioners court meeting when the court announces that it will proceed into a closed meeting and the commissioners do not exclude the auditor, the court has included the auditor in its closed meeting.
Very truly yours,
JOHN CORNYN
Attorney General of Texas
HOWARD G. BALDWIN, JR.
First Assistant Attorney General
NANCY FULLER
Deputy Attorney General - General Counsel
SUSAN DENMON GUSKY
Chair, Opinion Committee
Kymberly K. Oltrogge
Assistant Attorney General, Opinion Committee
[1] Letter from Honorable Jack Skeen, Jr., Smith County Criminal District Attorney, to Honorable John Cornyn, Attorney General of Texas (Nov. 28, 2001) (on file with Opinion Committee) [hereinafter Request Letter].
[2] See Letter from Honorable Sharon Emmert, Smith County Commissioner, to Honorable John Cornyn, Attorney General of Texas (Jan. 9, 2002) (on file with Opinion Committee) [hereinafter Commissioner Emmert's Letter].
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