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AZ I16-001 (R15-025) March 3, 2016

After the NFPA withdrew its 2013 Code 1124 for fireworks safety, did Arizona still need to adopt that withdrawn version under § 36-1609, and is the resulting state rule still valid?

Short answer: Yes, the rule was required and remains valid. The 2013 amendment to A.R.S. § 36-1609(A) directed the State Fire Marshal to adopt NFPA 1124 (2013 edition). Under Arizona's incorporation-by-reference doctrine, the standard freezes at the moment of adoption. NFPA's 2014 withdrawal of the standard has no effect on Arizona's rule. A.A.C. R4-36-401 was properly enacted and has the force of law.

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This page answers the general question as of 2016. Ezel answers yours: what it means for your facts, under current Arizona law, with citations.

Currency note: this opinion is from 2016
Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
Disclaimer: This is an official Arizona Attorney General opinion. AG opinions are persuasive authority but not binding precedent. This summary is for informational purposes only and is not legal advice. Consult a licensed Arizona attorney for advice on your specific situation.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official AG opinion. The original opinion (linked on this page as a PDF) is the authoritative source for any reliance.
View original AG opinion (PDF)

Plain-English summary

Arizona's fireworks regulation runs through the State Fire Marshal. In 2013, the legislature amended A.R.S. § 36-1609(A) to direct the Fire Marshal to adopt rules carrying out the article, "including a rule that adopts the national fire protection association code for the manufacture, transportation, storage and retail sales of fireworks and pyrotechnic articles, 2013 edition as published in August, 2012." Then a wrinkle: in March 2014, the National Fire Protection Association withdrew the 2013 edition of NFPA 1124 because its standards committee was rewriting the document.

The Fire Marshal had to decide what to do. Adopt a withdrawn standard? Skip the rule? Wait for the rewrite? After some back and forth (including a temporary suspension of the rulemaking), the Fire Marshal completed adoption of A.A.C. R4-36-401 in April 2015, with the rule effective June 7, 2015. The rule incorporated the 2013 edition of NFPA 1124 "as published August 29, 2012."

Representative Montenegro asked the AG: was the Fire Marshal required to do this, and does NFPA's withdrawal affect the rule?

AG Brnovich answered yes to the duty and no to the impact. The opinion's analysis turns on Arizona's well-settled doctrine of incorporation by reference. When a statute adopts another text by specific reference, the adopted text is treated as if "incorporated bodily into the adopting statute." The adopted material is fixed at the moment of adoption. Subsequent changes to the source, including amendment, withdrawal, or even repeal, do not change the adopting statute or rule.

The opinion cites three Arizona Supreme Court decisions establishing this doctrine (Maricopa County v. Osborn, Clements v. Hall, and Dairy and Consumer Coop Assoc.), the U.S. Supreme Court's Hassett v. Welch decision applying the same rule federally, and a 1978 AG opinion (I78-171) applying it to a similar question.

So: the legislature's 2013 directive captured NFPA 1124 (2013 edition) at that moment. NFPA's 2014 withdrawal is irrelevant. The Fire Marshal complied with the statutory mandate. A.A.C. R4-36-401 has the force of law and binds Arizona fireworks retailers and distributors regardless of NFPA's subsequent action.

The opinion is a clean illustration of how Arizona handles its growing reliance on private standards-setting bodies. Building codes, electrical codes, fire codes, and many technical standards are adopted by reference from organizations like NFPA, ICC, and ANSI. This opinion confirms that those adoptions are durable. They don't dissolve when the source organization changes its document.

Currency note

This opinion was issued in 2016. Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.

Background and statutory framework

The 2013 amendment to A.R.S. § 36-1609(A) was specific:

The state fire marshal shall adopt rules pursuant to title 41, chapter 6 to carry out this article, including a rule that adopts the national fire protection association code for the manufacture, transportation, storage and retail sales of fireworks and pyrotechnic articles, 2013 edition as published in August, 2012.

The cited NFPA Standards Council Decision #14-1 explained the withdrawal: NFPA decided to "cease all standards development activity regarding the retail sale and storage of consumer fireworks" and to direct its Technical Committee on Pyrotechnics to revise NFPA 1124 in accordance with revised committee scopes. The Council planned to consider reissuance once the rewrite was complete.

The Fire Marshal's initial reaction (August 2014 supplemental rulemaking notice) was to consider ceasing the rulemaking. Upon further review, the Fire Marshal completed the rule in April 2015, locking in the 2013 edition.

The incorporation-by-reference doctrine the opinion relies on is summarized in Sutherland on Statutory Construction, quoted by both the Arizona Supreme Court and the U.S. Supreme Court:

Where one statute adopts the particular provisions of another by a specific and descriptive reference to the statute or provisions adopted, the effect is the same as though the statute or provisions adopted had been incorporated bodily into the adopting statute. Such adoption takes the statute as it exists at the time of adoption and does not include subsequent additions or modifications by the statute so taken unless it does so by express intent.

The doctrine has two flavors in some jurisdictions: "specific reference" (incorporation as of adoption) and "general reference" (rolling incorporation). Arizona follows the specific-reference rule. The legislature's reference to "2013 edition as published in August, 2012" was specific enough to lock in that vintage.

Common questions

Q: I'm a fireworks retailer in Arizona. Which version of NFPA 1124 must I follow?
A: Under this opinion, the 2013 edition as adopted by A.A.C. R4-36-401, which became effective June 7, 2015. The fact that NFPA itself withdrew the standard does not relieve you of the obligation under Arizona law.

Q: Will the Fire Marshal update the rule when NFPA reissues a new NFPA 1124?
A: That would require either a legislative amendment to § 36-1609 or a Fire Marshal rulemaking that the legislature later ratifies. The opinion does not predict what either will do.

Q: Where can I find the 2013 NFPA 1124 if NFPA withdrew it?
A: NFPA still provides withdrawn editions for "historical reference only" through its standards-development records. Arizona's rulemaking record incorporates the document by reference, so the Secretary of State's filing should also identify it.

Q: This rule binds me even though the standards-setting body says it's outdated. Isn't that strange?
A: It is unusual but legally clear under this opinion. The legislature made a policy choice to lock in a specific edition. Whether the policy is wise is a different question from whether it's legal.

Q: Does this same logic apply to other Arizona codes adopted from outside organizations?
A: The opinion's reasoning is general. Building codes, electrical codes, plumbing codes, and similar adopted-by-reference materials freeze at the moment of state adoption.

Citations and references

Statutes:

  • A.R.S. § 36-1609 (state fire marshal authority)
  • A.A.C. R4-36-401 (fireworks rule)
  • 2013 Ariz. Sess. Laws ch. 124, § 1

Cases:

  • Gherna v. State, 16 Ariz. 344 (1915)
  • Dairy and Consumer Coop Assoc., 74 Ariz. 35 (1952)
  • Nelson Machinery Co. v. Yavapai County, 108 Ariz. 8 (1971)
  • Maricopa County v. Osborn, 60 Ariz. 290 (1943)
  • Clements v. Hall, 23 Ariz. 2 (1921)
  • Hassett v. Welch, 303 U.S. 303 (1938)

Earlier AG opinions:

  • Ariz. Att'y Gen. Op. I78-171 (incorporation by reference)

External standards:

  • NFPA 1124, 2013 edition (Code for the Manufacture, Transportation, Storage and Retail Sales of Fireworks and Pyrotechnic Articles)

Source

Original opinion text

To:

Representative Steve Montenegro

Arizona House of Representatives

Questions Presented

Whether Arizona Revised Statutes (A.R.S.) § 36-1609 requires the State Fire Marshal to promulgate a rule that adopts the 2013 edition of the National Fire Protection Association (NFPA) 1124 (also known as the "Code for the Manufacture, Transportation, Storage and Retail Sales of Fireworks and Pyrotechnic Articles")?

If the Fire Marshal is required to enact such a rule, would a subsequent change in the publication status of NFPA 1124 impact the legal operation of A.R.S. § 36-1609, or any other rules adopted under the statute's 2013 directive?

Summary Answer

Arizona Revised Statutes § 36-1609 was amended in 2013 and required the State Fire Marshal to enact a rule adopting NFPA 1124. 2013 Ariz. Sess. Laws ch. 124, § 1. Because the 2013 enacted modification to A.R.S. § 36-1609 did not address any subsequent modifications or withdrawals of NFPA 1124 (2013 edition), any change (including NFPA's subsequent withdrawal of NFPA Code 1124) does not affect A.R.S. § 36-1609(A)'s 2013 directive. In 2015 the State Fire Marshal complied with his legal duty, and submitted a final rulemaking notice for Administrative Code (A.A.C.) § R4-36-401 to the Secretary of State. 21 Ariz. Admin. Reg. 571-73 (Apr. 24, 2015). The amended rule became effective on June 7, 2015. Id. at 571. The Rule was properly enacted and has the weight of law, regardless of the status of the NFPA's subsequent withdrawal.

Background

Arizona Revised Statute § 36-1609(A), as amended in 2013, became effective on September 13, 2013 and has not been modified since its amendment. Id.; 2013 Ariz. Sess. Laws ch. 124, §1. It states:

The state fire marshal shall adopt rules pursuant to title 41, chapter 6 to carry out this article, including a rule that adopts the national fire protection association code for the manufacture, transportation, storage and retail sales of fireworks and pyrotechnic articles, 2013 edition as published in August, 2012. A person who sells permissible consumer fireworks to the public shall comply with those rules relating to the storage of consumer fireworks and relating to the retail sales of consumer fireworks before selling permissible consumer fireworks to the public.

2013 Ariz. Sess. Laws ch. 124, § 1.

On September 13, 2013, the Fire Marshal opened a rulemaking docket to carry out the mandate in A.R.S. § 36-1609(A). 19 Ariz. Admin. Reg. 2824. The Arizona Secretary of State published a Notice of Proposed Rulemaking for A.A.C. § R4-36-401 on November 1, 2013. 19 Ariz. Admin. Reg. 3409. In March, 2014, however, the NFPA Standards Council withdrew the 2013 edition of the NFPA 1124. Archive of 2014 Standards and Council Meetings Re: D#14-3, http://www.nfpa.org/codes-and-standards/standards-development-process/standards-council/agendas-minutes-and-decisions (last visited February 1, 2016). On June 24, 2014, the State Fire Marshal nonetheless drafted the amendment to A.A.C. § R4-36-401, as required by A.R.S. § 36-1609(A). The amendment incorporated by reference the 2013 version of NFPA 1124 "as published August 29, 2012". Accordingly, the Secretary of State published a Notice of Supplemental Proposed Rulemaking on August 22, 2014, in which the Fire Marshall explained that:

The 2013 edition of NFPA 1124: Code for The [sic] Manufacture, Transportation, Storage, and Retail Sales of Fireworks and Pyrotechnic Articles is provided for historical reference only. This edition of NFPA 1124 was temporarily withdrawn by Standards Council Decision #14-1. In Decision #14-1, the Standards Committee directed that NFPA® cease all standards development activity regarding the retail sale and storage of consumer fireworks and that the Technical Committee on Pyrotechnics revise NFPA 1124 in accordance with the newly revised committee and document scopes. The Standards Council will consider the reissuance of NFPA 1124 once the Technical Committee has completed this work.

Due to NFPA's above referenced actions, the Department decided to cease promulgating rules addressing fireworks. Upon further research and review the Department is re‑opening the record to allow more public comment relating to this rule adoption.

20 Ariz. Admin. Reg. 2333-34 (Aug. 22, 2014) (emphasis added.). The Secretary of State published final rulemaking in the Arizona Administrative Register on April 24, 2015. 21Ariz. Admin. Reg. 571-73. Amended A.A.C. R4-36-401 became effective on June 7, 2015. Id.

Analysis

When it amended A.R.S. § 36-1609(A), the Legislature explicitly directed the Fire Marshal to adopt NFPA 1124. The Legislature has the prerogative to pass laws incorporating other statutes, authorities, and language from other sources, including commercial associations. Gherna v. State, 16 Ariz. 344, 353 (1915) ("The legislative department of a state . . . is intrusted with the general authority to make laws at [its] discretion.") The fact that those other authorities or sources are later modified, revised, or even stricken, does not affect this prerogative. Dairy and Consumer Coop Assoc., 74 Ariz. 35 (1952); Nelson Machinery Co. v. Yavapai County, 108 Ariz. 8, 9 (1971) (In Banc) (quoting R.J. Fox, Annotation, Effect of Modification or Repeal of Constitutional or Statutory Provision Adopted by Reference in Another Provision, 168 A.L.R. 627, 631 (1947)). The same principle applies here, where NFPA 1124 was incorporated by reference.

The Arizona and United States Supreme Court have recognized the principle of statutes adopting and incorporating other authorities by reference. The Arizona Supreme Court has recognized the following general rule in two cases:

A statute which refers to and adopts the provisions of a prior statute is not repealed or affected by the subsequent repeal of the prior statute. In such case, the incorporated provisions, considered as a part of the second statute, continue in force and are unaffected by the repeal.

Dairy and Consumer Coop Assoc., 74 Ariz. at 38 (quoting Maricopa County v. Osborn, 60 Ariz. 290, 296-97 (1943) (quoting 59 C.J. 937, 938, §548).) "The effect of such reference is the same as though the statute or the provisions adopted had been incorporated bodily into the adopting statute." Dairy and Consumer Coop Assoc., 74 Ariz. at 38 (quoting Clements v. Hall, 23 Ariz. 2, 10 (1921) (quoting 2 Sutherland on Stat. Const. § 405)). Such adoption takes the adopted statute as it exists at the time of the passage of the adopting act . . . ." Dairy and Consumer Coop Assoc., 74 Ariz. at 38, quoting Clements v. Hall, 23 Ariz. at 10, quoting People ex rel. v. Crossley, 261 Ill. 78, 85 (1913).

The U.S. Supreme Court also recognized this rule of statutory construction and found it had substantial support:

A wellsettled [sic] cannon tends to support the position of respondents: "Where one statute adopts the particular provisions of another by a specific and descriptive reference to the statute or provisions adopted, the effect is the same as though the statute or provisions adopted had been incorporated bodily into the adopting statute. * * * Such adoption takes the statute as it exists at the time of adoption and does not include subsequent additions or modifications by the statute so taken unless it does so by express intent." [Lewis' Sutherland on Statutory Construction, 2d Ed., Vol. II. pp. 787-8.] The weight of authority holds this rule respecting two separate acts applicable where, as here, one section of a statute refers to another section which alone is amended. [collecting string cites of multi-jurisdictional case authorities].

Hassett v. Welch, 303 U.S. 303, 314 (1938).

In light of these authorities, this office previously explained that, "[a]s a general rule, when a statute adopts part or all of another statute, the adoption takes the statute as it exists at the time and does not include subsequent additions or modifications absent clear intent of the drafters to the contrary." Ariz. Atty. Gen. No. I78-171 at *2. (citing Nelson Machinery Co., 108 Ariz. at 98 (quoting 168 A.L.R. at 631). Here, as in this Office's 1978 Opinion, "[w]e believe this principle of statutory interpretation should control in this case." Id. These authorities make it clear that the subsequent repeal of a statute incorporated by reference has no impact on the effectiveness of A.R.S. § 36-1609. The State Fire Marshal was required to pass a rule incorporating NFPA 1124 as it existed when A.R.S. § 36-1609 was amended in 2013.

Conclusion

A.R.S. § 36-1609, as amended in 2013, required the State Fire Marshal to make a rule adopting the 2013 edition of NFPA's 1124. Because the statute did not address any subsequent modifications or withdrawals of NFPA 1124, the NFPA's subsequent withdrawal of NFPA 1124 has no effect. The State Fire Marshal complied with his legal duty, and A.A.C. § R4-36-401 was properly amended effective June 7, 2015. The Rule was properly enacted and has the weight of law, regardless of the status of NFPA 1124.

Mark Brnovich

Attorney General

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